Abstract
We study the well-posedness of the vector-field Peierls–Nabarro model for curved dislocations with a double well potential and a bi-states limit at far field. Using the Dirichlet to Neumann map, the 3D Peierls–Nabarro model is reduced to a nonlocal scalar Ginzburg–Landau equation. We derive an integral formulation of the nonlocal operator, whose kernel is anisotropic and positive when Poisson’s ratio \(\nu \in (-{\frac{1}{2}}, {\frac{1}{3}})\). We then prove that any bounded stable solution to this nonlocal scalar Ginzburg–Landau equation has a 1D profile, which corresponds to the PDE version of flatness result for minimal surfaces with anisotropic nonlocal perimeter. Based on this, we finally obtain that steady states to the nonlocal scalar equation, as well as the original Peierls–Nabarro model, can be characterized as a one-parameter family of straight dislocation solutions to a rescaled 1D Ginzburg–Landau equation with the half Laplacian.
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Appendices
Appendix
A Derivation of Euler–Lagrange equation
Proof of Lemma 2.1
From Definition 1 of local minimizers, we calculate the variation of the energy in terms of a perturbation with compact support in an arbitrary ball \({B_R}\). For any \( {\mathbf {v}}\in C^\infty (B_R\backslash \Gamma )\) such that \( {\mathbf {v}}\) has compact support in \({B_R}\) and satisfies (2.5), we consider the perturbation \(\delta {\mathbf {v}}\), where \(\delta \) is a small real number. We denote \(\varepsilon :=\varepsilon ({\mathbf {u}})\), \(\sigma :=\sigma ({\mathbf {u}})\) and \(\varepsilon _{1}:=\varepsilon (\mathbf{v})\), \(\sigma _{1}:=\sigma ({\mathbf {v}})\). Then we have that
where we used the property that \(\sigma \) and \(\nabla \cdot \sigma \) are locally integrable in \(\{x_{3}>0\}\cup \{x_{3}<0\}\) when carrying out the integration by parts, and the outer normal vector of the boundary \(\Gamma \) is \({\mathbf {n}}^{+}\) (resp. \({\mathbf {n}}^{-}\)) for the upper half-plane (resp. lower half-plane). Similarly, taking perturbation as \(-{\mathbf {v}}\), we have
Hence
Noticing that \({\mathbf {n}}^{+}=(0,0,-1)\) and \({\mathbf {n}}^{-}=(0,0,1)\), we have
Recall that \(v_{1}^{+}=-v_{1}^{-}\), \(v_{3}^{+}=v_{3}^{-}\) and \(v_{2}^{+}=-v_{2}^{-}\). Hence due to the arbitrariness of R, we conclude that the minimizer \({\mathbf {u}}\) must satisfy
for any \({\mathbf {v}}\in C^\infty (B_R\backslash \Gamma )\) and \( \mathbf{v}\) has compact support in \(B_R\), which leads to the Euler–Lagrange equation (2.6). Here we write the equation \(\nabla \cdot \sigma =0\) in \({\mathbb {R}}^2 \backslash \Gamma \) as the first equation of (2.6) in terms of the displacement \({\mathbf {u}}\), using the constitutive relation. \(\square \)
B Dirichlet to Neumann map
Proof of Lemma 2.2
Step 1. We take the Fourier transform of the elastic equations in (2.6) with respect to \(x_{1},x_{2}\) and denote the corresponding Fourier variables as \(k_{1}, k_{2}\).
Due to (2.3), \({\mathbf {u}}\) is unbounded and we take the Fourier transform for \({\mathbf {u}}\) with respect to \(x_{1}, x_{2}\) by regarding them as tempered distributions. For notation simplicity, denote the Fourier transforms to be \(\hat{{\mathbf {u}}}\). Let \(k=(k_{1}, k_{2})\) and \(|k|=\sqrt{k^2_{1}+k^2_{2}}\). We have
We can first eliminate \({\hat{u}}_{2}\) using (B.1), then eliminate \({\hat{u}}_{3}\) and obtain the ODE for \({\hat{u}}_{1}\)
Next we use this ODE for \({\hat{u}}_{1}\) to simplify (B.1), (B.2), and (B.3) again and then eliminate \({\hat{u}}_{1}\) and \({\hat{u}}_{2}\) together. We obtain the ODE for \({\hat{u}}_{3}\)
By the symmetry of \({\hat{u}}_{1}\) and \({\hat{u}}_{2}\), we have the same ODE for \({\hat{u}}_{2}\).
We look for solutions whose derivatives have decay properties, which exclude exponentially growing solutions as \(|x_{3}|\rightarrow +\infty \). Denote
where \(A^{-}, B^{-}\) are constants to be determined. Similarly, denote
where \(C^{-}, D^{-}, E^{-}, F^{-}\) are constants to be determined. For \(x_{3}>0\), we have another six constants \(A^{+}, B^{+}, C^{+}, D^{+}, E^{+}, F^{+}\) to be determined and for \(x_{3}>0\),
Step 2. Given the Dirichlet values of \(u_{1}\) and \(u_{2}\), we express all the other constants by \(A^\pm \) and \(E^\pm \).
First, plugging \({\hat{u}}_{1}^{-}\), \({\hat{u}}_{2}^{-}\), and \({\hat{u}}_{3}^{-}\) into (B.1), we have
and
Plugging \({\hat{u}}_{1}^{-}\), \({\hat{u}}_{2}^{-}\), and \({\hat{u}}_{3}^{-}\) into (B.2), we have
and
Plugging \({\hat{u}}_{1}^{-}\), \({\hat{u}}_{2}^{-}\), and \({\hat{u}}_{3}^{-}\) into (B.3), we have
and
Simplifying these relations gives us
Combining this with the boundary symmetry (2.2), we have
Then by \(\sigma _{33}^{+}= \sigma _{33}^{-}\) on \(\Gamma \) in (2.6), we further obtain \(C^{-}= (2\nu -1)D^{-}\). Therefore, all the other constants can be expressed in terms of \(A^{-}\) and \(E^{-}\). In particular, we conclude that \(\sigma _{13}(x_{1},x_{2}, 0^{+})\) and \(\sigma _{23}(x_{1},x_{2}, 0^{+})\) can be expressed as in (2.7). \(\square \)
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Dong, H., Gao, Y. Existence and uniqueness of bounded stable solutions to the Peierls–Nabarro model for curved dislocations. Calc. Var. 60, 62 (2021). https://doi.org/10.1007/s00526-021-01939-1
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DOI: https://doi.org/10.1007/s00526-021-01939-1