Skip to main content
Log in

First- and Second-Order Necessary Optimality Conditions for Optimal Control Problems Governed by Stationary Navier–Stokes Equations with Pure State Constraints

  • Published:
Vietnam Journal of Mathematics Aims and scope Submit manuscript

Abstract

Based on tools of variational analysis and the diffuse variation method, we derive the Pontryagin maximum principle and second-order necessary optimality conditions for optimal control problems governed by stationary Navier–Stokes equations with pure state constraints. Our results are established under a smallness assumption on the control and the optimality conditions are of Fritz–John type.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  1. Bayen, T., Bonnans, J.F., Silva, F.J.: Characterization of locall quadractic growth for strong minima in the optimal control of semilinear elliptic equations. Trans. Am. Math. Soc. 366, 2063–2087 (2013)

    Article  MathSciNet  MATH  Google Scholar 

  2. Bewley, T., Temam, R., Ziane, M.: Existence and uniqueness of optimal control to the Navier–Stokes equations. C. R. Acard. Sci. Paris 330, 1007–1011 (2000)

    Article  MathSciNet  MATH  Google Scholar 

  3. Bonnans, J.F., Cominetti, R., Shapiro, A.: Second order optimality conditions based on parabolic second order tangent sets. SIAM J. Optim. 9, 466–492 (1999)

    Article  MathSciNet  MATH  Google Scholar 

  4. Bonnans, J.F., Shapiro, A.: Perturbation Analysis of Optimization Problems. Springer, New York (2000)

    Book  MATH  Google Scholar 

  5. Borwein, J.M., Zhu, Q.J.: Techniques of Variational Analysis. Springer, New York (2005)

    MATH  Google Scholar 

  6. Brezis, H.: Functional Analysis, Sobolev spaces and Partial Differential Equations. Springer, New York (2010)

    Book  Google Scholar 

  7. Casas, E., Mateos, M., Raymond, J.-P.: Error estimates for the numerical approximation of a distributed control problem for the steady-state Navier?Stokes equations. SIAM J. Control Optim. 46, 952–982 (2007)

    Article  MathSciNet  MATH  Google Scholar 

  8. Casas, E, de los Reyes, J.C., Tröltzsch, F.: Sufficient second-order optimality conditions for semilinear control problems with pointwise state constraints. SIAM J. Optim. 19, 616–643 (2008)

    Article  MathSciNet  MATH  Google Scholar 

  9. Clarke, F.H.: Optimization and Nonsmooth Analysis. Wiley, New York (1983)

    MATH  Google Scholar 

  10. Cominetti, R.: Metric regularity, tangent sets, and second-order optimality conditions. Appl. Math. Optim. 21, 265–287 (1990)

    Article  MathSciNet  MATH  Google Scholar 

  11. Constantin, P., Foias, C.: Navier–Stokes Equations. The University of Chicago Press, Chicago and London (1988)

    MATH  Google Scholar 

  12. De Los Reyes, J.C., Tröltzsch, F.: Optimal control of the stationary Navier–Stokes equations with mixed control-state constraints. SIAM J. Control Optim. 46, 604–629 (2007)

    Article  MathSciNet  MATH  Google Scholar 

  13. De Los Reyes, J.C., Griesse, R.: State-constrained optimal control of the three-dimensional stationary Navier–Stokes equations. J. Math. Anal. Appl. 343, 257–272 (2008)

    Article  MathSciNet  MATH  Google Scholar 

  14. Desai, M., Ito, K.: Optimal controls of Navier–Stokes equations. SIAM J. Control Optim. 32, 1428–1446 (1994)

    Article  MathSciNet  MATH  Google Scholar 

  15. Diestel, J.: Geometry of Banach Spaces - Selected Topics. Springer, Berlin (1975)

    MATH  Google Scholar 

  16. Dubovitskii, A.Y., Milyutin, A.A.: Second variations in extremal problems with constraints. Dokl. Akad. Nauk SSSR 160, 18–21 (1965)

    MathSciNet  Google Scholar 

  17. Ekeland, I.: On the variational principle. J. Math. Anal. Appl. 47, 324–353 (1974)

    Article  MathSciNet  MATH  Google Scholar 

  18. Ioffe, A.D., Tihomirov, V.M.: Theory of Extremal Problems. North-Holand Publishing Company, Amsterdam (1979)

    MATH  Google Scholar 

  19. Jourani, A.: Regularity and strong sufficient optimality conditions in differentiable optimization problems. Numer. Funct. Anal. Optim. 14, 69–87 (1993)

    Article  MathSciNet  MATH  Google Scholar 

  20. Jourani, A.: Metric regularity and second-order necessary optimality conditions for minimization problems under inclusion constraints. J. Optim. Theor. Appl. 81, 97–120 (1994)

    Article  MathSciNet  MATH  Google Scholar 

  21. Kawasaki, H.: Second order necessary optimality conditions for minimizing a sup-type function. Math. Program. 49, 213–229 (1991)

    Article  MathSciNet  MATH  Google Scholar 

  22. Kien, B.T., Nhu, V.H.: Second-order necessary optimality conditions for a class of semilinear elliptic optimal control problems with mixed pointwise constraints. SIAM J. Control Optim. 52, 1166–1202 (2014)

    Article  MathSciNet  MATH  Google Scholar 

  23. Kien, B.T., Nhu, V.H., Rösch, A.: Second-order necessary optimality conditions for a class of optimal control problems governed by partial differential equations with pure state constraints. J. Optim. Theory Appl. 165, 30–61 (2015)

    Article  MathSciNet  MATH  Google Scholar 

  24. Li, X., Yong, J.: Optimal Control Theory for Infinite Dimensional Systems. Birkhäuser, Boston (1995)

    Book  Google Scholar 

  25. Mordukhovich, B.S.: Variational Analysis and Generalized Differentiation I, Basic Theory. Springer, Berlin (2006)

    Google Scholar 

  26. Mordukhovich, B.S.: Variational Analysis and Generalized Differentiation II, Applications. Springer, Berlin (2006)

    Google Scholar 

  27. McShane, E.J.: The Lagrange multiplier rule. Am. Math. Mon. 80, 922–925 (1973)

    Article  MathSciNet  MATH  Google Scholar 

  28. Páles, Z., Zeidan, V.M.: Nonsmooth optimum problems with constraints. SIAM J. Control Optim. 32, 1476–1502 (1994)

    Article  MathSciNet  MATH  Google Scholar 

  29. Páles, Z., Zeidan, V.: Optimum problems with certain lower semicontinuous set-valued constraints. SIAM J. Optim. 8, 707–727 (1998)

    Article  MathSciNet  MATH  Google Scholar 

  30. Raymond, J.-P., Zidani, H.: Pontryagin’s principle for time-optimal problems. J. Optim. Theory Appl. 101, 375–402 (1999)

    Article  MathSciNet  MATH  Google Scholar 

  31. Raymond, J.-P., Zidani, H.: Pontryagin’s principle for state-constrained control problems governed by parabolic equations with unbounded controls. SIAM J. Control Optim. 36, 1853–1879 (1998)

    Article  MathSciNet  MATH  Google Scholar 

  32. Robinson, S.M.: Stability theory for systems of inequalities, part II: Differentiable nonlinear systems. SIAM J. Numer. Anal. 13, 497–513 (1976)

    Article  MathSciNet  MATH  Google Scholar 

  33. Temam, R.: Navier–Stokes Equations, Theory and Numerical Analysis. Elsevier Science Publisher, Amsterdam (1985)

    MATH  Google Scholar 

  34. Ton, B.A.: An optimal control free boundary problem for the Navier–Stokes equations. Nonliner Anal. 63, 831–839 (2005)

    Article  MathSciNet  MATH  Google Scholar 

  35. Wang, G.: Optimal control of 3-dimensional Navier–Stokes equations with state constraints. SIAM J. Control Optim. 41, 583–606 (2002)

    Article  MathSciNet  MATH  Google Scholar 

  36. Zowe, J., Kurcyusz, S.: Regularity and stability for the mathematical programming problem in Banach spaces. Appl. Math. Optim. 5, 49–62 (1979)

    Article  MathSciNet  MATH  Google Scholar 

  37. Zeidler, E.: Applied Functional Analysis, Main Principles and Their Applications. Springer, New York (1995)

    MATH  Google Scholar 

Download references

Acknowledgments

The authors wish to express their sincere thanks to the anonymous referees for their helpful suggestions and comments which improved the original manuscript greatly. This research was partially supported by the Korea Science and Engineering Foundation NRL program grant of the Korea government (MEST)(No.ROA-2008-000-20010-0), the Alexander von Humboldt Foundation and the NAFOSTED period 2015–2017

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Bui Trong Kien.

Additional information

Dedicated to Professor Eberhard Zeidler on the occasion of his 75th birthday.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Kien, B.T., Lee, G.M. & Son, N.H. First- and Second-Order Necessary Optimality Conditions for Optimal Control Problems Governed by Stationary Navier–Stokes Equations with Pure State Constraints. Vietnam J. Math. 44, 103–131 (2016). https://doi.org/10.1007/s10013-015-0173-8

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10013-015-0173-8

Keywords

Mathematics Subject Classification (2010)

Navigation