Abstract
According to the first generation of theories of collective action, utility-maximizing individuals encountering conditions of nonexcludability and nonrivalry free ride rather than cooperate as their dominant strategy. But scholars have documented innumerable successful and unsuccessful collective action efforts after disasters around the world that contradict that idea. We square the findings of disaster research with the second generation of collective action research by demonstrating how important social capital is for understanding voluntary collective action. We apply structural equation modeling and mediation analysis to data we collected from Sindhupalchowk, Nepal, after its 2015 earthquake to show that bonding social capital has the mediated effect of engendering mutual trust and in turn enabling collective action. Further, we demonstrate direct effects of both bonding and bridging/linking social capital on collective action following disasters. We portray social capital as essential in enabling self-governance and fostering resilience in postdisaster scenarios in which the collective burdens of reconstruction and recovery necessitate concerted efforts on the part of the private sector, citizens, and public institutions.
Similar content being viewed by others
Notes
Only one qualitative study exists on this topic (Devkota et al. 2016). Its analysis is based on a tiny sample size of N = 33.
Aldrich (2012a) lists many cases from around the world in which communities engage in collective action efforts after major disasters.
Smith writes that, besides the self-interested motivations that guide us, we have a natural inclination to subject ourselves to the “tribunal of the impartial spectator—the man (woman) within the breast”— “whose jurisdiction is founded on the desire of praise-worthiness, and in the aversion of blame-worthiness” (Smith 1982, 130–131).
We can view these mechanisms as different forms of social capital. Ostrom and Ahn (2008a) call the three forms institutions, networks, and trustworthiness, respectively.
The data collection was part of a research project entitled “Determinants of Household Resilience against Natural Disaster Shocks: Pre-post and Ex-post Analyses of the 2015 Earthquake in Nepal.” It assessed the immediate impacts of the 2015 Nepal earthquake on households and studied households’ coping responses.
Details provided on request.
Nepal was the world’s only Hindu kingdom before it became a secular state in 2008.
The flow diagrams in panels A and B illustrate how we calculated these effects. Paths A (A1 and A2) represent the effect of social capital (of any type) on trust, while paths B (B1 and B2) connect trust and collective action. Paths C (C1 and C2) represent the direct links from social capital to collective action. Indirect effects of specific types of social capital take paths A–B and are calculated as the product of these two effects (direct effect = A*B). The total effect is the sum of the direct (C) and indirect (A*B) effects. That is, total effect = A*B + C.
References
Adler PS, Kwon S-W (2002) Social capital: prospects for a new concept. Acad Manag Rev 27:17–40
Ahn TK, Ostrom E, Walker J (2011) Reprint of: a common-pool resource experiment with postgraduate subjects from 41 countries. Ecol Econ 70:1580–1589
Aldrich DP (2011) The power of people: social capital’s role in recovery from the 1995 Kobe earthquake. Nat Hazards 56:595–611
Aldrich DP (2012) Building resilience: social capital in post-disaster recovery. University of Chicago Press, Chicago
Aldrich DP (2012) Social, not physical, infrastructure: the critical role of civil society after the 1923 Tokyo earthquake. Disasters 36:398–419. https://doi.org/10.1111/j.1467-7717.2011.01263.x
Aligica PD, Boettke P (2011) Institutional design and ideas-driven social change: notes from an ostromian perspective. Good Soc 20:50–66
Arrow KJ (2000) Observations on social capital. Soc Cap Multifaceted Perspect 6:3–5
Ballon P (2018) A structural equation model of female empowerment. J Dev Stud 54:1303–1320. https://doi.org/10.1080/00220388.2017.1414189
Basu K (2000) Prelude to political economy: a study of the social and political foundations of economics. Oxford University Press, Oxford
Beggs JJ, Haines VA, Hurlbert JS (1996) Situational contingencies surrounding the receipt of informal support. Soc Forces 75:201–222
Boettke P (2018) Economics and public administration. South Econ J 84:938–959
Buckland J, Rahman M (1999) Community-based disaster management during the 1997 red river flood in Canada. Disasters 23:174–191. https://doi.org/10.1111/1467-7717.00112
Burnett J (2010) Haitian Communities Set Up Neighborhood Watches. Natl. Public Radio Morning Ed.
Chamlee-Wright E (2010) The cultural and political economy of recovery: Social learning in a post-disaster environment. Routledge, New York
Chamlee-Wright E, Storr VH (2009) Club goods and post-disaster community return. Ration Soc 21:429–458
Chamlee-Wright E, Storr VH (2010a) Expectations of government’s response to disaster. Public Choice 144:253–274. https://doi.org/10.1007/s11127-009-9516-x
Chamlee-Wright EL, Storr VH (2010b) The role of social entrepreneurship in post-Katrina community recovery. Int J Innov Reg Dev 2:149–164
Chamlee-Wright E, Storr VH (2011) Social capital, lobbying and community-based interest groups. Public Choice 149(1–2):167–185
Chamlee-Wright E, Rothschild DM (2007) Disastrous uncertainty: how government disaster policy undermines community rebound. Mercatus Policy Series. Mercatus Center, George Mason University, (9)
Chandra A, Acosta J, Meredith LS et al (2010) Understanding community resilience in the context of national health security. St Monica CA, RAND Corp
Chaudhuri A (2011) Sustaining cooperation in laboratory public goods experiments: a selective survey of the literature. Exp Econ 14:47–83
Coleman JS (1988) Social capital in the creation of human capital. Am J Sociol 94:S95–S120
Crow G (2004) Social networks and social exclusion: an overview of the debate. In: Phillipson Chris, Allan Graham, Morgan David (eds) Social Networks and Social Exclusion: Sociological and Policy Issues. Ashgate, Aldershot, UK, pp 7–19
Dasgupta P (2000) Economic progress and the idea of social capital. In: Dasgupta P, Serageldin I (eds) Social capital: a multifaceted perspective. The World Bank, Washington, DC, pp 325–424
Devkota BP, Doberstein B, Nepal SK (2016) Social Capital and Natural Disaster: Local Responses to 2015 Earthquake in Kathmandu. Int J Mass Emergencies Disasters 34(3):439–466
Di Tommaso ML, Raiser M, Weeks M (2007) Home grown or imported? Initial conditions, external anchors and the determinants of institutional reform in the transition economies. Econ J 117:858–881
Durlauf SN (2002) On the empirics of social capital. Econ J 112:F459–F479
Durlauf SN (1999) The case" against" social capital. Social Systems Research Institute, University of Wisconsin
Ferguson WD (2013) Collective action and exchange: a game-theoretic approach to contemporary political economy. Stanford University Press, California
Grootaert C, Van Bastelar T (2002) Understanding and measuring social capital: a multi-disciplinary tool for practitioners. The World Bank, Washington, D.C.
Hardin G (1968) The tragedy of the commons. Science 162:1243–1248
Horwitz S (2009) Wal-mart to the rescue: private enterprise’s response to Hurricane Katrina. Indep Rev 13:511–528
Koh HK, Cadigan RO (2008) Disaster preparedness and social capital. Social capital and health. Springer, Berlin, pp 273–285
Krishnakumar J (2007) Going beyond functionings to capabilities: an econometric model to explain and estimate capabilities. J Hum Dev 8:39–63
Krishnakumar J, Ballon P (2008) Estimating basic capabilities: a structural equation model applied to Bolivia. World Dev 36:992–1010
Lee J (2019) Post-disaster trust in Japan: the social impact of the experiences and perceived risks of natural hazards. Environ Hazards 19:171–186
Lee MR, Bartkowski JP (2004) Love thy neighbor? Moral communities, civic engagement, and juvenile homicide in rural areas. Soc Forces 82:1001–1035
Lee J, Fraser T (2019) How do natural hazards affect participation in voluntary association? The social impacts of disasters in Japanese society. Int J Disaster Risk Reduct 34:108–115
Leeson PT, Sobel RS (2008) Weathering corruption. J Law Econ 51:667–681
Light I, Dana L-P (2013) Boundaries of social capital in entrepreneurship. Entrep Theory Pract 37:603–624
Nakagawa Y, Shaw R (2004) Social capital: a missing link to disaster recovery. Int J Mass Emerg Disasters 22:5–34
Olshansky RB, Johnson LA, Topping KC, et al. (2005) Opportunity in Chaos: rebuilding after the 1994 Northridge and 1995 Kobe earthquakes. Urbana Ill Dep Urban Reg Plan Univ Ill Urbana-Champaign
Olson M (1965) The logic of collective action. Harvard University Press, Cambridge
Ostrom E (1990) Governing the commons. Cambridge University Press, Cambridge
Ostrom E (2010) Beyond markets and states: polycentric governance of complex economic systems. Am Econ Rev 100:641–672
Ostrom E, Ahn TK (2008) The meaning of social capital and its link to collective action. In: Svendsen GT, Svendsen GL (eds) Handbook on social capital. Edward Elgar, Northampton, MA
Ostrom E (2000) Social capital: a fad or a fundamental concept. In: Dasgupta P, Serageldin I (eds) Social capital: a multifaceted perspective. The World Bank, Washington, DC, pp 172–214
Ostrom E, Walker J, Gardner R (1992) Covenants with and without a sword: self-governance is possible. Am Polit Sci Rev 86:404–417
Ostrom E (1991) Crafting institutions for self-governing irrigation systems. Institute for Contemporary Studies, San Francisco, California
Ostrom E (2005) Self-governance and forest resources. Terracotta Read Mark Approach Environ 12:131–154
Ostrom E (2007) Collective action theory. The Oxford handbook of comparative politics. Oxford University Press, Oxford (UK) and New York (USA)
Ovalle D (2010) Haiti Could Learn from Mexico’s Earthquake Recovery. Miami Her
Portes A (1998) Social capital: its origins and applications in modern sociology. Annu Rev Sociol 24:1–24. https://doi.org/10.1146/annurev.soc.24.1.1
Poteete AR, Janssen MA, Ostrom E (2010) Working together: collective action, the commons, and multiple methods in practice. Princeton University Press, Princeton
Putnam RD, Leonardi R, Nanetti R (1993) Making democracy work: civic traditions in modern Italy. Princeton University Press, Princeton
Raut NK (2020) Do all coping strategies matter for Livelihood Support? A Case of Nepal’s 2015 earthquake. ResearchGate-Preprint. https://doi.org/10.13140/RG.2.2.29057.07529/1
Rayamajhee V, Bohara AK (2019a) Do voluntary associations reduce hunger? An empirical exploration of the social capital-food security nexus among food impoverished households in western Nepal. Food Secur. https://doi.org/10.1007/s12571-019-00907-0
Rayamajhee V, Bohara AK (2019b) Natural disaster damages and their link to coping strategy choices: field survey findings from post-earthquake Nepal. J Int Dev 31:336–343. https://doi.org/10.1002/jid.3406
Rayamajhee V, Bohara AK, Storr VH (2019) Ex-post coping responses and post-disaster resilience: a case from the 2015 Nepal earthquake. Econ Disasters Clim Change. https://doi.org/10.1007/s41885-020-00064-1
Rayamajhee V, Paniagua P (2020) The ostroms and the contestable nature of goods: beyond taxonomies and toward institutional polycentricity. J Inst Econ. https://doi.org/10.1017/S1744137420000338
Rayamajhee V, Storr VH, Bohara AK (2020) Social entrepreneurship, co-production, and post-disaster recovery. Disasters. https://doi.org/10.1111/disa.12454
Rayamajhee V (2019) Ostromian lessons for post-disaster resilience: evidence from the 2015 earthquake in Nepal. PhD Thesis, University of New Mexico
Rayamajhee V (2020) On the Dynamic nature of goods: applications in post-disaster contexts. In: Exploring the political economy and social philosophy of Vincent and Elinor Ostrom. Rowman & Littlefield publishers
Regmi KD (2016) The political economy of 2015 Nepal earthquake: some critical reflections. Asian Geogr 33:77–96
Rietz TA, Schniter E, Sheremeta RM, Shields TW (2018) Trust, reciprocity, and rules. Econ Inq 56:1526–1542. https://doi.org/10.1111/ecin.12512
Serra R (2001) Social capital: meaningful and measurable at the state level? Econ Polit Wkly 36:693–704
Shughart WF (2006) Katrinanomics: the politics and economics of disaster relief. Public Choice 127:31–53
Shughart WF (2011) Disaster relief as bad public policy. Indep Rev 15:519–539
Smith A (1982) The theory of moral sentiments. Liberty Fund Inc, Indianapolis
Sobel J (2002) Can we trust social capital? J Econ Lit 40:139–154
Sobel RS, Leeson PT (2006) Government’s response to Hurricane Katrina: a public choice analysis. Public Choice 127:55–73
Sobel RS, Leeson PT (2007) The use of knowledge in natural-disaster relief management. Indep Rev 11:519–532
Solow RM (2000) Notes on social capital and economic performance. Soc Cap Multifaceted Perspect 6:6–10
Storr NM, Chamlee-Wright E, Storr VH (2015) How we came back: Voices from post-Katrina New Orleans. Mercatus Center at George Mason University, Virginia
Storr VH, Haeffele-Balch S (2012) Post-disaster community recovery in heterogeneous, loosely connected communities. Rev Soc Econ 70:295–314. https://doi.org/10.1080/00346764.2012.662786
Storr VH, Haeffele-Balch S, Grube LE (2017) Social capital and social learning after Hurricane Sandy. Rev Austrian Econ 30:447–467. https://doi.org/10.1007/s11138-016-0362-z
Tatsuki S (2007) Long-term life recovery processes among survivors of the 1995 Kobe earthquake: 1999, 2001, 2003, and 2005 life recovery social survey results. J Disaster Res 2:485–501
Toma L, Costa M, Lívia M, et al. (2012) Awareness and attitudes towards biotechnology innovations among farmers and rural population in the European union. In: Agrarian perspectives: proceedings of the 21th international scientific conference in association with 131st EAAE Seminar. pp 149–157
Torsvik G (2000) Social capital and economic development: A plea for the mechanisms. Rationality and Society 12(4):451–476
Walker J, Ostrom E (2009) Trust and reciprocity as foundations for cooperation. Whom Can We Trust 91124
Webb GR (2002) Sociology, disasters, and terrorism: Understanding threats of the new millennium. Sociol Focus 35:87–95
Wetterberg A (2004) Crisis, social ties, and household welfare: testing social capital theory with evidence from Indonesia. World Bank, Washington DC
Woolcock M (2001) The place of social capital in understanding social and economic outcome. Can J Policy Res Isuma 2:11–17
Author information
Authors and Affiliations
Corresponding author
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
About this article
Cite this article
Rayamajhee, V., Bohara, A.K. Social capital, trust, and collective action in post-earthquake Nepal. Nat Hazards 105, 1491–1519 (2021). https://doi.org/10.1007/s11069-020-04363-4
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s11069-020-04363-4