Skip to main content
Log in

Farming and multi-resource subsistence in the third and second millennium BC: archaeobotanical evidence from Karuo

  • Original Paper
  • Published:
Archaeological and Anthropological Sciences Aims and scope Submit manuscript

Abstract

Over the past years, archaeobotanical studies have clarified much of the process of dispersal and adaptation of crops across Asia. However, the development of farming systems that could function in the high-altitude environments of Tibet requires more in-depth consideration. In this article, we present the results of the systematic archaeobotanical investigation at Karuo, a third millennium BC site in eastern Tibet. We argue that millet cultivation was possibly practiced at the site and that it was likely an important aspect of the economy from 2700 to 2100 cal. BC. The role of millet in the cultivation system might have declined after the mid-second millennium BC, during which time wheat—a grain originating in southwest Asia—appeared at the site. In addition to farming, evidence of foraging, hunting, and fishing are present suggesting a diverse subsistence strategy. The diversification of human diets may have contributed to the long-term occupation of the site. Taking a broad regional perspective into account, the diverse spectrum of subsistence strategy engaged by Karuo people provides new insights into the understanding of early lifeways on the Tibetan Plateau.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 5
Fig. 6
Fig. 7
Fig. 8
Fig. 9
Fig. 10
Fig. 11
Fig. 12

Similar content being viewed by others

References

  • Aldenderfer M (2011) Peopling the Tibetan Plateau: insights from archaeology. High Alt Med Biol 12(2):141–147

    Google Scholar 

  • Asfaw Z (1999) The barleys of Ethiopia. In: Brush SB (ed) Genes in the Field: On-Farm Conservation of Crop Diversity. International Plant Genetic Resources Institute, International Development Research Centre, and Lewis Publishers, Rome, pp 77–108

    Google Scholar 

  • Brantingham PJ, Xing G, Madsen DB, Rhode D, Perreault C, Woerd J et al (2013) Late occupation of the high-elevation Northern Tibetan Plateau based on cosmogenic, luminescence and radiocarbon ages. Geoarchaeology 28(5):413–431

    Google Scholar 

  • Chen F, Dong G, Zhang D et al (2015) Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 BP. Science 347:248–250

    Google Scholar 

  • Comprehensive Scientific Expedition of Tibetan Plateau, Chinese Academy of Sciences (1984) Agricultural geography in Tibet. Science press, Beijing (in Chinese)

    Google Scholar 

  • Comprehensive Scientific Expedition of Tibetan Plateau Chinese Academy of Sciences (1988) Vegetation of Xizang (Tibet). Science press, Beijing (in Chinese)

    Google Scholar 

  • Crawford GW (1983) Paleoethnobotany of the Kameda peninsula of Jomon. Michigan, Ann Arbor

    Google Scholar 

  • Cultural Relics Management Committee of Tibet Autonomous Region and Department of history of Sichuan university (1985) Changdu Karuo: a Neolithic site in Tibet. Cultural Relics Publishing House, Beijing (in Chinese)

    Google Scholar 

  • d’Alpoim Guedes J (2015) Rethinking the spread of agriculture to the Tibetan Plateau. The Holocene 25:1498–1510. https://doi.org/10.1177/0959683615585835

    Article  Google Scholar 

  • d’Alpoim Guedes J, Aldenderfer M (2019) The archaeology of the early Tibetan Plateau: new research on the initial peopling through the early Bronze Age. J Archaeol Res 28:339–392. https://doi.org/10.1007/s10814-019-09137-6

    Article  Google Scholar 

  • d’Alpoim Guedes J, Butler E (2015) Comment on “Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 BP”. Science 348:872-b

    Google Scholar 

  • d’Alpoim Guedes J, Lu H, Li Y, Spengler RN, Wu X, Aldenderfer MS (2013) Moving agriculture onto the Tibetan plateau: the archaeobotanical evidence. Archaeol Anthropol Sci 6:255–269. https://doi.org/10.1007/s12520-013-0153-4

    Article  Google Scholar 

  • d’Alpoim Guedes J, Lu H, Heinc AM, Schmidtd AH (2015) Early evidence for the use of wheat and barley as staple crops on the margins of the Tibetan Plateau. PNAS. 112:5625–5630. https://doi.org/10.1073/pnas.1423708112

    Article  Google Scholar 

  • d’Alpoim Guedes J, Manning SW, Bocinsky RK (2016) A 5500-year model of changing crop niches on the Tibetan plateau. Curr Anthropol 57:517–522. https://doi.org/10.1086/687255

    Article  Google Scholar 

  • d'Alpoim Guedes J (2016) Did foragers adopt farming? A perspective from the margins of the Tibetan Plateau. Quat Int 489:91–100. https://doi.org/10.1016/j.quaint.2016.12.010

    Article  Google Scholar 

  • Dong G, Zhang D, Liu X, Liu F, Chen F, Jones M (2015) Response to “Comment on Agriculture facilitated permanent human occupation of the Tibetan Plateau after 3600 BP”. Science 348:872-c

    Google Scholar 

  • Dong G, Yang Y, Liu X, Li H, Cui Y, Wang H, Chen G, Dodson J, Chen F (2018) Prehistoric trans-continental cultural exchange in the Hexi Corridor, northwest China. The Holocene 28(4):621–628

    Google Scholar 

  • Frachetti M (2012) Multiregional emergence of mobile pastoralism and nonuniform institutional complexity across Eurasia. Curr Anthropol 53:2–38

    Google Scholar 

  • Frachetti M (2014) Seeds for the Soul: ideology and diffusion of domesticated grains across Inner Asia. In: Mair V, Hickman J (eds) Reconfiguring the Silk Road. University of Pennsylvania Museum Press, Philadelphia

    Google Scholar 

  • Fu D (2001) Identification and research on the Neolithic crop remains at Changguogou site, Tibet. Archaeology 3:66–74 (in Chinese)

    Google Scholar 

  • Fuller DQ, Boivin N, Hoogervorst T, Allaby R (2011) Across the Indian Ocean: the prehistoric movement of plants and animals. Antiquity 85(328):544–558

    Google Scholar 

  • Goodman MM, Brown WL (1988) Races of corn. In: Sprague GF, Dudley JW (eds) Corn and corn improvement. American Society of Agronomy, Crop Science Society of America, Soil Science Society of America, Madison, pp 33–79

    Google Scholar 

  • Guan G (2000) Illustration of weed identification. Science Press, Beijing (in Chinese)

    Google Scholar 

  • Guo Q (1995) Color illustration of weed identification. Chinese Agricultural Press, Beijing (in Chinese)

    Google Scholar 

  • Hein A (2018) Archaeology of the Tibetan plateau. In: Smith C (ed) Encyclopedia of global Archaeology. Springer Nature, Switzerland. https://doi.org/10.1007/978-3-319-51726-1_2880-1

    Chapter  Google Scholar 

  • Hu S (1995) An introduction to agriculture in Tibet. Sichuan Science and Technology Press, Chengdu (in Chinese)

    Google Scholar 

  • Huang W, Leng J (1985) Identification of faunal remains from Karuo site and research on Tibetan plateau climate. In: Cultural Relics Management Committee of Tibet Autonomous Region and Department of history of Sichuan university (ed) Changdu Karuo: a Neolithic site in Tibet. Cultural Relics Publishing House, Beijing, pp 160–166 (in Chinese)

    Google Scholar 

  • Hung L, Cui J, Chen H (2014) Emergence of Neolithic communities on the northeastern Tibetan Plateau: Evidence from the Zongri cultural sites. In: Hei A (ed) The ‘Cresent-Shaped Cultural-communication Belt’: Tong Enzheng’s Model in retrospect and examination of methodological, theoretical and material concerns of long-distance interactions in East Asia. BAR International Series, Oxford, pp 65–78

    Google Scholar 

  • Li Y (1998) Chinese weed flora. Chinese Agricultural Press, Beijing (in Chinese)

    Google Scholar 

  • Li Y (2007) Animal bones and economy at the site of Karuo: an opinion on prehistoric agriculture in the Hengduan Mountain China. Sichuan Cultural Relics 5:50–56 (in Chinese)

    Google Scholar 

  • Lister DL, Jones H, Oliveira HR, Petrie CA, Liu X, Cockram J, Kneale CJ, Kovaleva O, Jones MK (2018) Barley heads east: genetic analyses reveal routes of spread through diverse Eurasian landscapes. PLoS ONE 13(7):e0196652

    Google Scholar 

  • Liu X, Reid REB (2020) The prehistoric roots of Chinese cuisines: Mapping staple food systems of China, 6000 BC–220 AD. PLoS ONE 15(11):e0240930. https://doi.org/10.1371/journal.pone.0240930

    Article  Google Scholar 

  • Liu G, Shi Y, Sheng Y, Hong M (1997) Holocence megathermal environment in the Tibetan Plateau. J Glaciol Geolcryol 19:114–123 (in Chinese)

    Google Scholar 

  • Liu X, Hunt HV, Jones MK (2009) River valleys and foothills: changing archaeological perceptions of north China's earliest farms. Antiquity 83(319):82–95

    Google Scholar 

  • Liu X, Fuller DQ, Jones MK (2015) Early agriculture in China. In: Barker G, Goucher C (eds) The Cambridge World History - volume II: a world with agriculture, 12,000 BCE-500 CE. Cambridge University Press, Cambridge, pp 310–334

    Google Scholar 

  • Liu X, Lister DL, Zhao Z, Staff RA, Jones PJ, Zhou L et al (2016) The virtues of small grain size: potential pathways to a distinguishing feature of Asian wheats. Quat Int 426:107–119

    Google Scholar 

  • Liu X, Zhao Z, Jones MK (2017a) From people’s commune to household responsibility: Ethnoarchaeological perspectives of millet production in prehistoric northeast China. Archaeol Res Asia 11:51–57

    Google Scholar 

  • Liu X, Lister DL, Zhao Z, Petrie CA, Zeng X, Jones PJ, Staff R, Pokharia AK, Bates J, Singh RN, Weber SA, Motuzaite Matuzeviviute G, Dong G, Li H, Lü H, Jiang H, Wang J, Ma J, Tian D, Jin G, Zhou L, Wu X, Jones MK (2017b) Journey to the East: diverse routes and variable flowering times for wheat and barley en route to prehistoric China. PLoS ONE 12(11):e0209518

    Google Scholar 

  • Liu X, Motuzaite Matuzeviciute G, Hunt HV (2018) From a fertile idea to a fertile arc: the origins of broomcorn millet 15 years on. In: Lightfoot E, Liu X, Fuller DQ (eds) Far from the hearth: essays in honour of Martin K. Jones. McDonald Institute Conversations, Cambridge, pp 155–164

    Google Scholar 

  • Liu X, Jones PJ, Motuzaite Matuzeviviute G, Hunt HV, Lister DL, An T, Przelomska N, Kneale CJ, Zhao Z, Jones MK (2019) From ecological opportunism to multi-cropping: mapping food globalisation in prehistory. Quat Sci Rev 206(15):21–28

    Google Scholar 

  • Lu H (2016) Colonization of the Tibetan Plateau, permanent settlement and the spread of agriculture: reflection on current debates on the prehistoric archeology of the Tibetan Plateau. Archaeol Res Asia 5:12–15. https://doi.org/10.1016/j.ara.2016.02.010

    Article  Google Scholar 

  • Madsen DB, Perrreault C, Rhode D, Sun Y, Yi M, Brunson K, Brantingham PJ (2017) Early foraging settlement of the Tibetan plateau highlands. Archaeol Res Asia 11:15–26

    Google Scholar 

  • Martelloa RD, Min R, Stevens C, Higham C, Highamd T, Qin L, Fuller DQ (2018) Early agriculture at the crossroads of China and Southeast Asia: Archaeobotanical evidence and radiocarbon dates from Baiyangcun, Yunnan. J Archaeol Sci Rep 20:711–721

    Google Scholar 

  • Meyer M, Aldenderfer M, Wang Z, Hoffmann D, Dahl J, Degering D, Haas W, Schlütz F (2017) Permanent human occupation of the central Tibetan plateau in the early Holocene. Science 355:64–67

    Google Scholar 

  • MOLAS (1994) Archaeological Site Manual (third edition). Museum of London

  • Motuzaite Matuzeviciute G, Staff RA, Hunt HV, Liu X, Jones MK (2013) The early chronology of broomcorn millet (Panicum miliaceum) in Europe. Antiquity 87:1073–1085

    Google Scholar 

  • Mu J (1987) Introduction to Changdu Karuo. Archaeology 1:95–96 (in Chinese)

    Google Scholar 

  • Pratap T, Kapoor P (1985) The Himalayan grain Chenopods Ι: distribution and ethnobotany. Agric Ecosyst Environ 14:185–199

    Google Scholar 

  • Sage R, Monson R (1999) C4 plants biology. Academic Press, San Diego

    Google Scholar 

  • Sage RF, de M Peixoto M, Friesen P, Deen B (2015) C4 bioenergy crops for cool climates, with special emphasis on perennial C4 grasses. J Exp Bot 66(14):4195–4212

    Google Scholar 

  • Scott JC (2017) Against the Grain: A deep history of the earliest states. Yale University Press, New Haven

    Google Scholar 

  • Sergusheva EA (2006) Seeds and fruits from late Neolithic site Rettichovka - Geologitcheskaya of Primorye region. In: Hiroki O (ed) Cultivated Cereals in Prehistoric and Ancient Far East Asia 2. Shimoda Print, Kumamoto, pp 1–11

    Google Scholar 

  • Shi Y (1994) Study on some issues of Karuo remains. In: Research Center for Tibetan Archaeology and History of Sichuan University, Cultural Relics Management Committee of Tibet Autonomous Region (ed) Tibetan Archaeology (Vol. 1). Sichuan University Press, Chengdu, pp 77–90 (in Chinese)

    Google Scholar 

  • Song S, Wang P (2013) Climate of Tibet. Meteorological Press, Beijing (in Chinese)

    Google Scholar 

  • Song J, Zhao Z, Fuller DQ (2013) The archaeobotanical significance of immature millet grains: an experimental case study of Chinese millet crop process. Veg Hist Archaeobotany 22(2):141–152

    Google Scholar 

  • Song J, Lu H, Zhang Z, Liu X (2017) Archaeobotanical remains from the mid-first millennium AD site of Kaerdong in western Tibet. Archaeol Anthropol Sci 10:2015–2026. https://doi.org/10.1007/s12520-017-0521-6

    Article  Google Scholar 

  • Spengler RN (2019) Dung burning in the archaeobotanical record of West Asia: where are we now? Veg Hist Archaeobotany 28:215–227

    Google Scholar 

  • Spengler R, Frachetti M, Doumani P, Rouse L, Cerasetti B, Bullion E, Mar’yashev A (2014) Early agriculture and crop transmission among Bronze Age mobile pastoralists of Central Eurasia. Proc R Soc B Biol Sci 281(1783):1–7

    Google Scholar 

  • Stevens CJ, Murphy C, Roberts R, Lucas L, Silva F, Fuller DQ (2016) Between China and South Asia: a middle Asian corridor of crop dispersal and agricultural innovation in the Bronze Age. The Holocene 26:1541–1555. https://doi.org/10.1177/0959683616650268

    Article  Google Scholar 

  • Tang L (2018) Early pastoralism on the Middle Branch of Yarlung Zangbo River Region, 1st Millennium BC: the ethnographical and archaeobotanical evidence from Bangga site. Dissertation, Sichuan University (in Chinese)

  • Tang L, Lu H, Song J, Wangdue S, Chen X, Zhang Z, Liu X, Boivin N, Spengler RN (2021) The transition to a barley-dominant cultivation system in Tibet: First millennium BC archaeobotanical evidence from Bangga. Journal of Anthropological Archaeology 61:101242

    Google Scholar 

  • Tang L, Shen C, Liao G, Yu S, Li C (2004) Climate change in Southeast Tibetan Plateau since the Last Glacial Maximum. Sci China Ser D Earth Sci 34:7 (in Chinese)

    Google Scholar 

  • Tong E, Leng J, Wangdui S (1987) Unvraveling Tibetan prehistory at Karuo. Archaeology 35(62-63):81

    Google Scholar 

  • Tsang Z (2012) Issues relating to the ancient rice and millet grains unearthed from the archaeological sites in Tainan Science Park. J Chin Dietary Cult 8(1):1–24

    Google Scholar 

  • Tsehaye Y, Berg T, Tsegaye B, Tanto T (2005) Farmers’ management of finger millet (Eleusine coracana L.) diversity in Tigray, Ethiopia and implications for on-farm conservation. Biodivers Conserv 15:4289–4308

    Google Scholar 

  • Wang R (1994) Several issues on the Qugong culture. In: Research Center for Tibetan Archaeology and History of Sichuan University, Cultural Relics Management Committee of Tibet Autonomous Region (ed) Tibetan Archaeology (Vol. 1). Sichuan University Press, Chengdu, pp 63–75

    Google Scholar 

  • Wu Y, Yu Q, Kong Z (1985) Analysis of pollen and cultivated crops samples from Karuo Site. In: Tong E, Leng J, Hou S, Wangdui S (eds) Changdu Karuo: a Neolithic Site in Tibet. Cultural Relics Publishing House, Beijing, pp 167–169 (in Chinese)

    Google Scholar 

  • Xue Y (2010) Study of plant remains from Haimenkou site in Jianchuan County, Yunnan Province. Dissertation, Peking University (in Chinese)

  • Yang X, Liu C, Zhang J, Yang W, Zhang X, Lu H (2009) Plant crop remains from the outer burial pit of the Han Yangling Mausoleum and their significance to Early Western Han agriculture. Chin Sci Bull 54:1738–1743. https://doi.org/10.1007/s11434-009-0048-z

    Article  Google Scholar 

  • Zhang Z (2013) Animal remains from the Karuo Site, Tibet. Dissertation, Sichuan University

  • Zhang Z, Guo Q (1995) Illustration of weed identification. Chinese Agricultural Press, Beijing (in Chinese)

    Google Scholar 

  • Zhang X, Ha B, Wang S, Chen Z, Ge J, Long H, He W, Da W, Nian X, Yi M (2018) The earliest human occupation of the high-altitude Tibetan plateau 40 thousand to 30 thousand years ago. Science 362:1049–1051

    Google Scholar 

  • Zhang Z, Chen Z, Marshall F, Lu H, Lemoine X, Wangyal T, Dorje T, Liu X (2019) The importance of localized hunting of diverse animals to early inhabitants of the Eastern Tibetan Plateau at the Neolithic site of Xiaoenda. Quat Int. https://doi.org/10.1016/j.quaint.2019.09.019

  • Zhao Z (2004) Flotation-field work method of Paleoethnobotany. Archaeology 3:80–87 (in Chinese)

    Google Scholar 

  • Zhao Z (2014) Acquisition and utilization of plant resources. In: Institute of Archaeology, Chinese Academy of Social Sciences (ed) Erlitou (1999-2006). Cultural Relics Press, Beijing, pp 1295–1313 (in Chinese)

    Google Scholar 

  • Zhao Z, Chen J (2011) Results of flotation of Yingpanshan site, Maoxian, Sichuan Province. Southern Cult Relics 3:60–67 (in Chinese)

    Google Scholar 

  • Zhou X, Li X, Dodson J, Zhao K (2016) Rapid agricultural transformation in the prehistoric Hexi corridor, China. Quat Int 426:33–41

    Google Scholar 

  • Zhou X, Yu J, Spengler RN, Shen H, Zhao K, Ge J, Bao Y, Liu J, Yang Q, Chen G, Jia PW, Li X (2020) 5,200-year-old cereal grains from the eastern Altai Mountains redate the trans-Eurasian crop exchange. Nat Plants 6:78–87

    Google Scholar 

Download references

Acknowledgements

The authors thank Jingang Yang for his help with archaeobotanical identification, Qian Zhang and Jiafen Cheng for their assistance in collecting samples and carrying out flotation. We are also grateful to Bin Tang for providing the survey map, to Xingyi Guo for support in visual presentation, and to Dr. Richard Staff for conducting small graphite radiocarbon analyses at ORAU. Special thanks are given to Dr. Robert Spengler for proofreading the manuscript and providing insightful comments in the review process. The research was supported by the General Programs of the National Social Science Fund of China (Grant No. 16BKG001) and Chinese Academy of Sciences (the Strategic Priority Research Program, Grant No. XDA2004010104). We would also like to acknowledge the European Research Council (Grant No. 249642, PI: M.K. Jones) and the National Science Foundation (Grant No. 1826727, PI: X. Liu) for support.

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Xinyi Liu or Hongliang Lu.

Additional information

Publisher’s note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Supplementary Information

ESM 1

(XLSX 13.5 kb)

ESM 2

(XLSX 20.8 kb)

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Song, J., Gao, Y., Tang, L. et al. Farming and multi-resource subsistence in the third and second millennium BC: archaeobotanical evidence from Karuo. Archaeol Anthropol Sci 13, 47 (2021). https://doi.org/10.1007/s12520-021-01281-9

Download citation

  • Received:

  • Accepted:

  • Published:

  • DOI: https://doi.org/10.1007/s12520-021-01281-9

Keywords

Navigation