In critical care settings, patients in respiratory distress may require a rapidly-evolving escalation of respiratory support, culminating in endotracheal intubation and mechanical ventilation. A small subset of these patients will have anatomic, physiologic, or disease-specific characteristics that make it difficult or impossible to obtain adequate ventilation using conventional techniques (e.g., bag-and-mask [including naso- and oropharyngeal airways], supraglottic airway devices, and endotracheal intubation). While evolving technology using video laryngoscopy can offer advantages compared with direct laryngoscopy and flexible bronchoscopy, a surgical airway may still be necessary (e.g., front of neck surgical access via the cricothyroid membrane [CTM]), as per modern airway management algorithms).1 As such, it is important that patients requiring airway management be routinely assessed for a potential cricothyrotomy, which is becoming standard in airway management algorithms.2

In the emergency medicine literature, the incidence of a “difficult airway” (defined as difficult mask ventilation, ≥ three attempts at endotracheal intubation, failed intubation, or difficult cricothyrotomy) is about 4%,3 but cricothyrotomy is required in less than 0.5% of emergency tracheal intubations.4 Cricothyrotomy initially requires external landmarking of the CTM in preparation for incision. Studies have shown that ultrasound is superior to palpation for landmarking the location of the CTM.5,6,-7 Identification of the landmarks is traditionally performed with the patient positioned supine, the position in which the surgical procedure is to be performed. Nevertheless, patients in respiratory distress may require an upright seated position to improve oxygenation and ventilation, and to decrease work of breathing. In this context, it is unclear whether ultrasound-guided landmarking of the CTM in the upright position (as part of airway management planning) will still be a reliable landmark when the patient is repositioned supine to secure the airway. By way of analogy, when considering an ultrasound-guided lumbar puncture procedure, the surface anatomical landmarks have been shown to change with patient position, and so it is recommended that landmarks be identified by ultrasound with the patient appropriately procedure-positioned.8

The primary objective of this study was to assess whether the position of the ultrasound-guided external landmark of the CTM changes with the patient positioned at increasing head of bed (HOB) elevation (30° and 90° head-up) compared with a standardized supine HOB position (0°). The secondary objective was to determine whether the distance between landmarks at different HOB elevations was affected by various patient factors, including age, sex, and body mass index (BMI).

Methods

This was a prospective observational study of the landmarking of the CTM using ultrasound on a convenience sample of emergency department (ED) patients. This study was approved by the University of British Columbia (UBC) Clinical Research Ethics Board (CREB #H17-00263, 31 March 2017). Written, informed consent was obtained from all patient participants by a study physician. We adhered to the STROBE statement for reporting of observational studies.

The study was performed at Vancouver General Hospital, an academic tertiary care hospital with an annual census of 95,000 ED visits. It is affiliated with an emergency medicine residency program. Patient enrolment occurred between 10 April 2017 and 7 May 2017. Patients were approached for possible study inclusion by one of the study investigators. Inclusion criteria were age > 18 yr, able to give informed consent, able to tolerate change in position from 0° to 90° of HOB elevation, and no interference of study participation in the patient’s ED care. Exclusion criteria were a Glasgow Coma Score < 15, critical illness, respiratory distress, hemodynamic instability, prior neck surgery or altered neck anatomy, inability to lay supine, a cervical collar, or allergy to propylene glycol or ultrasound gel.

Two emergency medicine resident physicians and one anesthesia resident physician were trained by the UBC Ultrasound Fellowship Director (D.K.) to landmark the CTM using ultrasound. This training included a one-hour didactic lecture and the demonstration of adequate performance during five practice scans prior to enrolling patients. These resident physicians had each performed at least 200 point of care ultrasound scans prior to enrolling patients for this study and so were comfortable with ultrasound evaluation.

On enrolment, the study physician performing ultrasound-guided landmarking recorded patient age and sex. The height and weight of each patient were measured and the BMI was calculated.

To maintain a standardized head position during measurements, subjects were initially placed supine on a hospital stretcher with a pillow under the head to achieve a “sniffing position” such that at 0°, an imaginary horizontal line connected the mastoid process with the sternum (ideal intubating position for adults).9 A protractor was used to achieve accurate and consistent 30° and 90° HOB elevations (Fig. 1).

FIG. 1
figure 1

Example of cricothyroid membrane (CTM) ultrasound scanning in a volunteer. Subjects were positioned supine, in the “sniffing” position, with CTM landmarking performed at 0° (A), 30° (B), and 90° (C) head of bed elevation. Used with permission.

The CTM was scanned with a portable ultrasound machine (SonoSite Edge, Bothell WA, USA) connected to a high-frequency linear L25x transducer (6-13 MHz), using the transverse TACA technique (“Thyroid cartilage–Airline–Cricoid cartilage–Airline”).10 The transducer was placed in a transverse orientation over the thyroid cartilage and moved caudally until the “airline” was seen—a hyperechoic white line with air reverberation artifact representing the CTM. It was then moved further caudally until the cricoid cartilage was visualized as a black C-shaped structure. Finally, the transducer was moved back in a cephalad direction to again image the “airline”. Once the CTM was localized, the transducer was moved in the cephalad direction until the first “airline” disappeared, which represents the superior pole of the CTM. The site of the superior pole was confirmed by imaging in the orthogonal plane in a longitudinal orientation (Fig. 2).

FIG. 2
figure 2

Sonographic image obtained in longitudinal orientation of the thyroid cartilage (asterisk), superior pole of the cricothyroid membrane (arrow), and cricoid cartilage (oval outline).

A 10 cm x 12 cm Tegaderm (3M, Maplewood, MN, USA) transparent film was applied to each patient’s neck to facilitate marking the position of the CTM in the three different HOB positions. With the patient supine and HOB elevation at 0°, the superior pole of the CTM was identified and marked with a 2-mm pen. The patient’s HOB was then raised to 30°, the superior pole of the CTM was identified, and the distance of this landmark from the reference landmark at 0° was measured using a measuring tape. The patient’s HOB was then raised to 90° and the superior pole of the CTM was again identified, and the distance from the reference landmark at 0° was measured. These measurements were performed once at each position. Positive and negative differences were used when measuring the distance between landmarks. To account for the thickness of the pen marking, all measurements were completed using the caudal edge of the pen marking. All scans were recorded, and a random sample of 10% was subsequently reviewed for accuracy by the Ultrasound Fellowship Director (D.K.).

Anonymized patient data were entered into a Microsoft Excel (Microsoft, Redmond, WA, USA) spreadsheet. All statistical analyses were performed using R version 3.5.1 (R Foundation for Statistical Computing, Vienna, Austria). To address our primary objective, we used a linear mixed effects regression model with the response variable being the distance (in mm) between the CTM external landmarks. Absolute values of the measured distance were used in data analysis so that computations of averages would have meaningful interpretations. Head of bed elevation was treated as a fixed effect and each patient had a random intercept. To address our secondary objective, we fit another model that included possible confounding factors and interactions with each factor and HOB elevation. These factors were patient age, sex, and BMI. To address multiple inferences involving HOB elevation, we consider P < 0.01 as statistically significant and report corresponding 99% confidence intervals (CI) for all regression coefficient estimates.

To detect a medium effect size of 6% on the distances measured between CTM landmarks (80% power, alpha 0.05), we calculated that we needed to enrol a sample size of 53 patients. As there was no previous research to help guide us, the 6% effect size was based on Cohen11 who suggested that “small”, “medium” and “large” effects occur when 1%, 6%, and 14% of the variability in data respectively can be explained by the factor of interest (HOB elevation). The observed variance in distance to landmark in this study was 17.5 mm2, which implies a “medium” effect size of approximately 1.05 mm2, or equivalently 1.02 mm (variance = 17.5 mm2; medium effect = 6% of variance = 0.06 x 17.5 = 1.05 mm2; √1.05 mm2 = 1.02 mm).

Results

A total of 110 patients were enrolled. The median [interquartile range] age was 39 [29-59] yr, and 51% were female (Table 1). Four patients had incomplete demographic data and were excluded from the secondary analysis.

TABLE 1 Patient demographics (n = 110)

Using ultrasound for CTM landmarking, HOB elevation at 30° and 90° resulted in a cephalad change of 2.7 mm (99% CI, 1.7 to 3.8; P < 0.001) and 4.2 mm (99% CI, 3.2 to 5.3; P < 0.001), respectively, compared with the landmark at 0° (Table 2 and Fig. 3).

TABLE 2 Unadjusted linear mixed effects model with a random intercept for patient and fixed effects for head of bed angle (n = 110).
FIG. 3
figure 3

Boxplot of the change in position of the cricothyroid membrane landmark with the head of bed elevation at 30° and 90°. The first and third quartiles are represented by the horizontal boundaries of the box, and the median is the middle horizontal line running through the box. The vertical lines extend to the largest value no further than 1.5 times the interquartile range from the boundary of the box. Data beyond this boundary are represented by individual points to flag potential outlying observations.

Body mass index was associated with a change of 4.6 mm (99% CI, 0.5 to 8.7; P = 0.004) for BMI ≥ 30 compared with < 18.5 kg·m−2 (Table 3). The impact of patient age on distance depended on HOB elevation, where patients > 70 yr had a change of 2.6 mm [99% CI, 0.01 to 5.1; P = 0.009] at 90° HOB elevation compared with 30°.

TABLE 3 An adjusted linear mixed effects model with a random intercept for patient and fixed effects for bed angle, age, sex, BMI, and interactions between HOB angle and all other factors.

Discussion

This study shows that the location of an ultrasound-guided surface landmark of the CTM varies with patient position. That is, with increasing HOB elevation (30° and 90°), the CTM landmark moves cephalad compared with its location with the patient in the neutral (0°) position. We also found that age >70 yr combined with 90° HOB elevation and BMI ≥ 30 were associated with greater changes in CTM distance from the baseline (neutral) position. These results are consistent with previous studies indicating that the surface landmark of the CTM changes with head and neck position.12 For example, it has been shown that an extended neck position can increase the height of the CTM by 30% compared with a neutral position.12

Although the CTM landmarks change with head elevation, it is unclear if these would relate to difficulties with cricothyrotomy (i.e., inappropriate location of incision) if ultrasound-guided landmarks were obtained in the upright position prior to repositioning in the supine neutral position for cricothyrotomy. We postulate that a change in surface landmark of ≥ 5 mm could be clinically relevant for patients undergoing percutaneous cricothyrotomy via the Seldinger technique, where surface landmarks are used to guide the initial needle insertion. This is based on the sizing of most cannula used as part of a Seldinger technique cricothyrotomy kit having internal diameters > 4 mm.13 As increasing age and BMI were associated with larger position-related changes in CTM landmarkings, we would emphasize that landmarking in these patients be done in the supine neutral position whenever this is feasible. As opposed to percutaneous cricothyrotomy, open cricothyrotomy relies on tactile and visual identification of the CTM through the skin incision that guides subsequent CTM incision. Previous studies indicated a neck incision ranging from 40 to 80 mm in length is needed to reliably access the CTM.14,15 Based on expert opinion and the available literature, the Difficult Airway Society recommends an 80-100 mm vertical skin incision in patients with impalpable CTMs.2 Using these extremes, a 40-100 mm skin incision for open cricothyrotomy would likely encompass any changes in the CTM landmarks associated with head elevation.

We acknowledge the following limitations of our study. The exclusion criteria eliminated subjects with prior history of neck surgery, altered neck anatomy, immobilization in a cervical spine collar, or critical illness. Moreover, we did not assess the relationship of features such as thyromental distance, neck circumference or length on position-related changes in CTM landmarking. As such, the generalizability of our findings to a broader range of patients can be questioned, and there may be unrecognized anatomical characteristics that mitigate or exaggerate position-related changes in the CTM. Measurements were performed by non-blinded investigators, and so we cannot rule out this potential source of bias. Additionally, only one study investigator performed the ultrasound measurements on each subject, and each measurement was done only once, so we were unable to assess inter- or intra-rater reliability. Participants were required to maintain their head and neck in the “sniffing position” throughout the changes in HOB elevation and ultrasound-guided landmarking, and we cannot rule out subtle changes in posture over time. The use of a Tegaderm may be another potential confounder, as it may artificially hold the tissue in place with changes in HOB elevation.

In conclusion, the location of the surface landmark of the CTM moves in a cephalad position when changing the position of the HOB from supine 0° to elevation at 30° and 90°. This may be clinically important when attempting cricothyrotomy using a percutaneous (blind) technique, when CTM landmarking and cricothyrotomy are performed at different head elevations.