Skip to main content

Advertisement

Log in

The household registration system and social stratification in China: 1955–1996

  • Published:
Demography

Abstract

The Chinese household registration system (hukou), which divides the population into “agricultural” and “nonagricultural” sectors, may be the most important determinant of differential privileges in state socialist China, determining access to good jobs, education for one’s children, housing, health care, and even the right to move to a city. Transforming one’s hukou status from rural to urban is a central aspect of upward social mobility. Using data from a 1996 national probability sample, we show that education and membership in the Chinese Communist Party are the main determinants of such mobility.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

References

  • Allison, P. D. 1984. Event History Analysis. Beverly Hills, CA: Sage.

    Google Scholar 

  • Bian, Y. 1994. Work and Inequality in Urban China. Albany: State University of New York Press.

    Google Scholar 

  • Blau, P.M. and D. Ruan. 1990. “Inequality of Opportunity in Urban China and America.” Research in Stratification and Mobility 9:3–32.

    Google Scholar 

  • Buchmann, C. and E. Hannum. 2001. “Education and Stratification in Developing Countries: A Review of Theories and Research.” Annual Review of Sociology 27:77–102.

    Article  Google Scholar 

  • Chan, K.W. 1994. Cities With Invisible Walls. Hong Kong: Oxford University Press.

    Google Scholar 

  • Chan, K.W. and L. Zhang. 1999. “The Hukou System and Rural-Urban Migration in China: Processes and Changes.” China Quarterly 160:818–55.

    Article  Google Scholar 

  • Deng, Z. and D.J. Treiman. 1997. “The Impact of the Cultural Revolution on Trends in Educational Attainment in the People’s Republic of China.” American Journal of Sociology 103:391–428.

    Article  Google Scholar 

  • Ganzeboom, H.B.G., P. de Graaf, and D.J. Treiman. 1992. “An International Scale of Occupational Status.” Social Science Research 21:1–56.

    Article  Google Scholar 

  • Goldstein, S., Z. Liang, and A. Goldstein. 2000. “Migration, Gender, and Labor Force in Hubei Province, 1985–1990.” Pp. 214–30 in Re-drawing Boundaries: Work, Households, and Gender in China, edited by B. Entwisle and G.E. Henderson. Berkeley: University of California Press.

    Google Scholar 

  • Hannum, E. 1999. “Political Change and the Urban-Rural Gap in Basic Education in China, 1949–1990.” Comparative Education Review 43:193–211.

    Article  Google Scholar 

  • Hannum, E. and Y. Xie. 1994. “Trends in Educational Gender Inequality in China: 1949–1985.” Research in Social Stratification and Social Mobility 13:73–98.

    Google Scholar 

  • International Labour Office. 1969. International Standard Classification of Occupations. Rev. ed. Geneva: International Labour Office.

    Google Scholar 

  • Kasarda, J.D. and E.M. Crenshaw. 1991. “Third World Urbanization: Dimensions, Theories, and Determinants.” Annual Review of Sociology 17:467–501.

    Article  Google Scholar 

  • Knight, J. and L. Shi. 1996. “Educational Attainment and the Rural-Urban Divide in China.” Oxford Bulletin of Economics and Statistics 58:83–117.

    Article  Google Scholar 

  • Lee, E.S. 1966. “A Theory of Migration.” Demography 1:47–57.

    Article  Google Scholar 

  • Liang, Z. 2001. “The Age of Migration in China.” Population and Development Review 27:499–524.

    Article  Google Scholar 

  • Liang, Z. and Z. Ma. 2003. “The Floating Population of China: New Evidence From the 2000 Population Census.” Working Paper. Hong Kong: Hong Kong University of Science and Technology.

    Google Scholar 

  • Liang, Z. and M.J. White. 1996. “Internal Migration in China 1950–1988.” Demography 33:375–84.

    Article  Google Scholar 

  • —. 1997. “Market Transition, Government Policies, and Interprovincial Migration in China: 1983–1988.” Economic Development and Cultural Change 45:321–84.

    Article  Google Scholar 

  • Lin, J. 1992. “Issues of Inequality in Chinese Education.” Unpublished paper, Administration and Policies Studies in Education, McGill University, Montreal. (Microfiche: ERIC, Resources in Education, ED347262.)

    Google Scholar 

  • Lin, J.Y. 1988. “The Household Responsibility System in China’s Agricultural Reform: A Theoretical and Empirical Study.” Economic Development and Cultural Change 36:S199-S224.

    Google Scholar 

  • Lin, N. 2000. “Understanding the Social Inequality System and Family and Household Dynamics in China.” Pp. 284–94 in Re-drawing Boundaries: Work, Households, and Gender in China, edited by B. Entwisle and G.E. Henderson. Berkeley: University of California Press.

    Google Scholar 

  • Lin, N. and Y. Bian. 1991. “Getting Ahead in Urban China.” American Journal of Sociology 97:657–88.

    Article  Google Scholar 

  • Massey, D.S., J. Arango, G. Hugo, A. Kouaouci, A. Pellegrino, and J.E. Taylor. 1993. “Theories of International Migration: A Review and Appraisal.” Population and Development Review 19:431–66.

    Article  Google Scholar 

  • Meisner, M. 1999. Mao’s China and After: A History of the People’s Republic. 3rd ed. New York: Free Press.

    Google Scholar 

  • National Standards Bureau. 1986. The Chinese Classification of Occupations. Beijing: Standards Press of China. [In Chinese]

    Google Scholar 

  • Parish, W.L. and M.K. Whyte. 1978. “Collective Agricultural Organization.” Pp. 30–43 in Village and Family in Contemporary China. Chicago: University of Chicago Press.

    Google Scholar 

  • Portes, A. and J. Böröcz. 1989. “Contemporary Immigration: Theoretical Perspectives on Its Determinants and Modes of Incorporation.” International Migration Review 23:606–30.

    Article  Google Scholar 

  • Roberts, D.K. 1997. “China’s ‘Tidal Wave’ of Migrant Labor: What Can We Learn From Mexican Undocumented Migration to the United States?” International Migration Review 31:249–93.

    Article  Google Scholar 

  • Shavit, Y. and H.-P. Blossfeld, eds. 1993. Persistent Inequality: Changing Educational Attainment in Thirteen Countries. Boulder: Westview Press.

    Google Scholar 

  • Smerling, L.R. 1979. “Admissions.” Pp. 92–105 in China’s Schools in Flux, edited by R.N. Montaperto and J. Henderson. White Plains, NY: M. E. Sharpe.

    Google Scholar 

  • Solinger, D.J. 1999. Contesting Citizenship in Urban China: Peasant Migrants, the State, and the Logic of Market. Berkeley: University of California Press.

    Google Scholar 

  • StataCorp. 2001. Stata Statistical Software, Release 7.0. Vol. 3. College Station, TX: StataCorp.

    Google Scholar 

  • State Council. 1986 [1958]. “Hukou Dengji Tiaoli” [“Regulations on Household Registration”]. Pp. 83–85 in Zhongguo Renkou Nianjian 1985 (Population Yearbook of China 1985), edited by Chinese Academy of Social Sciences. Beijing: Zhongguo Shehui Kexue Chubanshe. [In Chinese].

    Google Scholar 

  • Todaro, M.P. 1976. “In Search of a ‘General’ Framework for Migration Analysis.” Pp. 15–19 in Internal Migration in Developing Countries. Geneva: International Labor Office.

    Google Scholar 

  • Treiman, D.J. 1998. Life Histories and Social Change in Contemporary China: Provisional Codebook. Los Angeles: UCLA Institute for Social Science Research.

    Google Scholar 

  • Treiman, D.J. and A.G. Walder. 1996. Life Histories and Social Change in Contemporary China. Distributed by the UCLA Social Science Data Archive. Available on-line at http://www.sscnet.ucla.edu/issr/da

  • Treiman, D.J. and K.-B. Yip. 1989. “Educational and Occupational Attainment in 21 Countries.” Pp. 373–94 in Cross-National Research in Sociology, edited by M.L. Kohn. Newbury Park, CA: Sage.

    Google Scholar 

  • Walder, A.G. 1986. Communist Neo-Traditionalism: Work and Authority in Chinese Industry. Berkeley: University of California Press.

    Google Scholar 

  • Walder, A.G., B. Li, and D.J. Treiman. 2000. “Politics and Life Chances in a State Socialist Regime: Dual Career Paths Into the Urban Chinese Elite, 1949–1996.” American Sociological Review 65:191–209.

    Article  Google Scholar 

  • Wang, F., X. Zuo, and D. Ruan. 2002. “Rural Migrants in Shanghai: Living Under the Shadow of Socialism.” International Migration Review 36:520–45.

    Google Scholar 

  • Whyte, M.K. and W. Parish. 1984. Urban Life in Contemporary China. Chicago: University of Chicago Press.

    Google Scholar 

  • Wu, X. 2001. “Institutional Structures and Social Mobility in China: 1949–1996.” Unpublished Ph.D. dissertation, Department of Sociology, UCLA.

  • —. 2002. “Work Units and Income Inequality: The Effect of Market Transition in Urban China.” Social Forces 80:1069–99.

    Article  Google Scholar 

  • Wu, X. and Y. Xie. 2003. “Does the Market Pay Off? Earnings Inequality and Returns to Education in Urban China.” American Sociological Review 68:425–42.

    Article  Google Scholar 

  • Yang, X. 1993. “Household Registration, Economic Reform, and Migration.” International Migration Review 27:796–818.

    Article  Google Scholar 

  • Zhou, X., P. Moen, and N.B. Tuma. 1998. “Educational Stratification in Urban China: 1949–1994.” Sociology of Education 71:199–222.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Additional information

This research was supported by grants to UCLA from the Ford Foundation-Beijing, the Luce Foundation, and the National Science Foundation (SBR-9423453), to carry out the survey of Life Histories and Social Change in Contemporary China analyzed here, and a Mellon postdoctoral fellowship to Wu at the Population Studies Center, University of Michigan. We thank William Mason and Judith Seltzer at UCLA, Yu Xie at the University of Michigan, and the anonymous referees for their helpful comments.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Wu, X., Treiman, D.J. The household registration system and social stratification in China: 1955–1996. Demography 41, 363–384 (2004). https://doi.org/10.1353/dem.2004.0010

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1353/dem.2004.0010

Keywords

Navigation