Skip to main content

Advertisement

Log in

Endoscopic ablation of intestinal metaplasia containing high-grade dysplasia in esophagectomy patients using a balloon-based ablation system

  • Published:
Surgical Endoscopy Aims and scope Submit manuscript

Abstract

Background

This study aimed to determine the optimal treatment parameters for the ablation of intestinal metaplasia (IM) containing high-grade dysplasia (HGD) using a balloon-based ablation system for patients undergoing esophagectomy.

Methods

Immediately before esophagectomy, patients underwent ablation of circumferential segments of the esophagus containing IM-HGD using the HALO360 system. The treatment settings were randomized to 10, 12, or 14 J/cm2 for two, three, or four applications. After esophagectomy, multiple sections from ablation zones were microscopically evaluated. Histologic end points included maximum ablation depth (histologic layer) and complete ablation of all IM-HGD (yes/no).

Results

Eight men with a mean age of 57 years (range, 45–71 years) were treated, and 10 treatment zones were created. There were no device-related adverse events. At resection, there was no evidence of a transmural thermal effect. Grossly, ablation zones were clearly demarcated sections of ablated epithelium. The maximum ablation depth was the lamina propria or muscularis mucosae. The highest energy (14 J/cm2, 4 applications) incurred edema in the superficial submucosa, but no submucosa ablation. Complete ablation of IM and HGD occurred in 9 of 10 ablation zones (90%), defined as complete removal of the epithelium with only small foci of “ghost cells” representing nonviable, ablated IM-HGD and demonstrating loss of nuclei and cytoarchitectural derangement. One focal area of viable IM-HGD remained at the margin of one ablation zone (12 J/cm2, 2 applications) because of incomplete overlap.

Conclusion

Complete ablation of IM-HGD without ablation of submucosa is possible using the HALO360 system. Ablation depth is dose related and limited to the muscularis mucosae. In one patient, small residual foci of IM-HGD at the edge of the ablation zone were attributable to incomplete overlap, which can be avoided. This study, together with nonesophagectomy IM-HGD trials currently underway, will identify the optimal treatment parameters for IM-HGD patients who would otherwise undergo esophagectomy or photodynamic therapy.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Fig. 1.
Fig. 2.
Fig. 3.
Fig. 4.
Fig. 5.
Fig. 6.
Fig. 7.
Fig. 8.
Fig. 9.
Fig. 10.

Similar content being viewed by others

References

  1. Ackroyd R, Brown NJ, Stephenson TJ, Stoddard CJ, Reed MWR (1999) Ablation treatment for Barrett oesophagus: what depth of tissue destruction is needed? J Clin Path 52: 509–512

    PubMed  CAS  Google Scholar 

  2. American Cancer Society (2005) Cancer Facts and Figures 2005. American Cancer Society, Atlanta

    Google Scholar 

  3. Bartels H, Stein HJ, Siewert JR (2000) Risk analysis in esophageal surgery: recent results. Cancer Res 155: 89–96

    CAS  Google Scholar 

  4. Dimick JB, Wainess RM, Upchurch GR Jr, Iannettoni MD, Orringer MB (2005) National trends in outcomes for esophageal resection. Ann Thorac Surg 79: 212–216

    Article  PubMed  Google Scholar 

  5. Drewitz DJ, Sampliner RE, Garewal HS (1997) The incidence of adenocarcinoma in Barrett’s esophagus: a prospective study of 170 patients followed 4.8 years. Am J Gastroenterol 92: 212–215

    PubMed  CAS  Google Scholar 

  6. Dunkin BJ, Martinez J, Bejarano PA, Smith CD, Chang K, Melvin WS (2006) Thin-layer ablation of human esophageal epithelium using a bipolar radiofrequency balloon device. Surg Endosc 20: 125–130

    Article  PubMed  CAS  Google Scholar 

  7. Edwards MJ, Gable DR, Lentsch AB, Richardson JD (1996) The rationale for esophagectomy as the optimal treatment for Barrett’s esophagus with high-grade dysplasia. Ann Surg 223: 585–589

    Article  PubMed  CAS  Google Scholar 

  8. Eisen GM (2003) Ablation therapy for Barrett’s esophagus. Gastrointest Endosc 258: 760–769

    Article  Google Scholar 

  9. Fleischer DF, Sharma VK, Reymunde A, Kimmey M, Chuttani R, Overholt BF, Chang K, Lightdale CJ, Santiago N, Pleskow D, Dean P, Wang KK (2005) A prospective multicenter evaluation of ablation of nondysplastic Barrett’s esophagus using the BÂRRX Bipolar Balloon Device: The Ablation of Intestinal Metaplasia II Trial (AIM-II). Gastroenterology 128: A236

    Article  Google Scholar 

  10. Ganz RA, Utley DS, Stern RA, Jackson J, Batts KP, Termin P (2004) Complete ablation of esophageal epithelium with a balloon-based bipolar electrode: a phased evaluation in the porcine and in the human esophagus. Gastrointest Endosc 60: 1002–1010

    Article  PubMed  Google Scholar 

  11. Gerson LB, Shetler K, Triadafilopoulos G (2002) Prevalence of Barrett’s esophagus in asymptomatic individuals. Gastroenterology 123: 636–639

    Article  Google Scholar 

  12. Ikeguchi M, Maeta M, Kaibara N (2002) Respiratory function after esophagectomy for patients with esophageal cancer. Hepatogastroenterology 49:1284–1286

    PubMed  Google Scholar 

  13. Lerut TE, van Lanschot JJ (2004) Chronic symptoms after subtotal or partial oesophagectomy: diagnosis and treatment. Best Pract Res Clin Gastroenterol 18: 901–915

    Article  PubMed  CAS  Google Scholar 

  14. Levine DS, Haggitt RC, Blount PL, Rabinovitch PS, Rusch VW, Reid BJ (1993) An endoscopic biopsy protocol can differentiate high-grade dysplasia from early adenocarcinoma in Barrett’s esophagus. Gastroenterology 105: 40–50

    PubMed  CAS  Google Scholar 

  15. Malhi-Chowla N, Wolfsen HC, DeVault KR (2001) Esophageal dysmotility in patients undergoing photodynamic therapy. Mayo Clin Proc 76: 987–989

    PubMed  CAS  Google Scholar 

  16. O’Connor JB, Falk GW, Richter JE (1999) The incidence of adenocarcinoma and dysplasia in Barrett’s esophagus: report on the Cleveland Clinic Barrett’s Esophagus Registry. Am J Gastroenterol 94: 2037–2042

    PubMed  CAS  Google Scholar 

  17. Orringer MB, Marshall B, Iannettoni MD (2000) Eliminating the cervical esophagogastric anastomotic leak with a side-to-side stapled anastomosis. J Thorac Cardiovasc Surg 119: 277–288

    Article  PubMed  CAS  Google Scholar 

  18. Overholt BF, Lightdale CJ, Wang KK, Canto MI, Burdick S, Haggitt RC, Bronner MP, Taylor SL, Grace MG, Depot M, International Photodynamic Group for High-Grade Dysplasia in Barrett’s Esophagus (2005) Photodynamic therapy with porfimer sodium for ablation of high-grade dysplasia in Barrett’s esophagus: international, partially blinded, randomized phase III trial. Gastrointest Endosc 62: 488–498

    Article  PubMed  Google Scholar 

  19. Overholt BF, Panjehpour M, Haydek JM (1999) Photodynamic therapy for Barrett’s esophagus: follow-up. Gastrointest Endosc 49: 1–7

    Article  PubMed  CAS  Google Scholar 

  20. Peters JH, Hagen JA, DeMeester SR (2004) Barrett’s esophagus. J Gastrointest Surg 8: 1–17

    Article  PubMed  Google Scholar 

  21. Provenzale D, Kemp JA, Arora S, Wong JB (1994) A guide for surveillance of patients with Barrett’s esophagus. Am J Gastroenterol 89: 670–680

    PubMed  CAS  Google Scholar 

  22. Reid BJ (1999) Barrett’s esophagus and adenocarcinoma. Gastroenterol Clin North Am 20: 817–834

    Google Scholar 

  23. Reid BJ, Levine DS, Longton G, Blount PL, Rabinovitch PS (2000) Predictors of progression to cancer in Barrett’s esophagus: baseline histology and flow cytometry identify low- and high-risk subsets. Am J Gastroenterol 95: 1669–1676

    PubMed  CAS  Google Scholar 

  24. Rex DK, Cummings OW, Shaw M, Cumings MD, Wong RK, Vasudeva RS, Dunne D, Rahmani EY, Helper DJ (2003) Screening for Barrett’s esophagus in colonoscopy patients with and without heartburn. Gastroenterology 125: 1670–1677

    Article  PubMed  Google Scholar 

  25. Ries LAG, Eisner MP, Kosary CL, Hankey BF, Miller BA, Clegg L, Mariotto A, Feuer EJ, Edwards BK (eds) SEER Cancer Statistics Review, 1975–2002, National Cancer Institute. Bethesda, MD, http://www.seer.cancer.gov/csr/1975_2002/, based on November 2004 SEER data submission, posted to the SEER Web site 2005

  26. Sampliner RE (2002) Updated guidelines for the diagnosis, surveillance, and therapy of Barrett’s esophagus. Am J Gastroenterol 97: 1888–1895

    Article  PubMed  Google Scholar 

  27. Shaheen N, Ransohoff DR (2002) Gastroesophageal reflux, Barrett’s esophagus and esophageal cancer. JAMA 287: 1972–1981

    Article  PubMed  Google Scholar 

  28. Sharma P (2001) Progression of Barrett’s esophagus to high-grade dysplasia and cancer: preliminary results of the BEST trial. Gastroenterology 120: A16

    Article  Google Scholar 

  29. Sharma VK, McLaughlin R, Dean P, DePetris G, Moirano MM, Fleischer DE (2001) Successful ablation of Barrett’s esophagus with low-grade dysplasia using BÂRRX Bipolar Balloon Device: preliminary results of the Ablation of Intestinal Metaplasia with LGD (AIM-LGD) Trial. Gastrointest Endosc 61: AB143

    Article  Google Scholar 

  30. Sharma VK, Overholt B, Wang KK, Lightdale C, Fennerty MB, Dean P, Fleischer DF (2005) A randomized, multicenter evaluation of ablation of nondysplastic short-segment Barrett’s esophagus using the BÂRRX Bipolar Balloon Device: extended follow-up of the Ablation of Intestinal Metaplasia Trial (AIM-I). Gastrointest Endosc 61: AB239

    Article  Google Scholar 

  31. Shibuya S, Fukudo S, Shineha R, Miyazaki S, Miyata G, Sugawara K, Mori T, Tanabe S, Tonotsuka N, Satomi S (2003) High incidence of reflux esophagitis observed by routine endoscopic examination after gastric pull-up esophagectomy. World J Surg 27: 580–583

    Article  PubMed  Google Scholar 

  32. Urbach DR, Baxter NN (2004) Does it matter what a hospital is “high-volume” for? Specificity of hospital volume-outcome associations for surgical procedures: analysis of administrative data. Br Med J 328: 737–740

    Article  Google Scholar 

  33. Vaughan TL, Dong LM, Blount PL, Ayub K, Odze RD, Sanchez CA, Rabinovitch PS, Reid BJ (2005) Nonsteroidal antiinflammatory drugs and risk of neoplastic progression in Barrett’s oesophagus: a prospective study. Lancet Oncol 6: 945–952

    Article  PubMed  CAS  Google Scholar 

  34. Wang KK, Wong Kee Song LM, Buttar NS, Papenfuss S, Lutzke L (2004) Barrett’s esophagus after photodynamic therapy: risk of cancer development during long-term follow-up. Gastroenterology 126(Suppl 2): A-50

    Google Scholar 

  35. Weston AP, Sharma P, Topalovski M, Richards R, Cherian R, Dixon A (2004) Long-term follow-up of Barrett’s high-grade dysplasia. Am J Gastroenterol 95: 1888–1893

    Article  Google Scholar 

  36. Wolfsen HC (2002) Photodynamic therapy for mucosal esophageal adenocarcinoma and dysplastic Barrett’s esophagus. Dig Dis 20: 5–17

    Article  PubMed  Google Scholar 

  37. Wolfsen HC, Hemminger LL (2004) Photodynamic therapy for dysplastic Barrett’s esophagus and mucosal adenocarcinoma. Gastrointest Endosc 59: AB251

    Google Scholar 

  38. Wolfsen HC, Woodward TA, Raimondo M (2002) Photodynamic therapy for dysplastic Barrett esophagus and early esophageal adenocarcinoma. Mayo Clin Proc 77: 1176–1181

    Article  PubMed  CAS  Google Scholar 

Download references

Acknowledgment

This study had research grant support from BÂRRX Medical, Inc., Sunnyvale, CA, USA.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to B. J. Dunkin.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Smith, C.D., Bejarano, P.A., Melvin, W.S. et al. Endoscopic ablation of intestinal metaplasia containing high-grade dysplasia in esophagectomy patients using a balloon-based ablation system. Surg Endosc 21, 560–569 (2007). https://doi.org/10.1007/s00464-006-9053-3

Download citation

  • Received:

  • Revised:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s00464-006-9053-3

Keywords

Navigation