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Microcanonical Analysis of the Curie–Weiss Anisotropic Quantum Heisenberg Model in a Magnetic Field

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Abstract

The anisotropic quantum Heisenberg model with Curie-Weiss-type interactions is studied analytically in several variants of the microcanonical ensemble. (Non)equivalence of microcanonical and canonical ensembles is investigated by studying the concavity properties of entropies. The microcanonical entropy \(s(e,\varvec{m})\) is obtained as a function of the energy \(e\) and the magnetization vector \({\varvec{m}}\) in the thermodynamic limit. Since, for this model, \(e\) is uniquely determined by \({\varvec{m}}\), the same information can be encoded either in \(s(\varvec{m})\) or \(s(e,m_1,m_2)\). Although these two entropies correspond to the same physical setting of fixed \(e\) and \({\varvec{m}}\), their concavity properties differ. The entropy \(s_{{\varvec{h}}}(u)\), describing the model at fixed total energy \(u\) and in a homogeneous external magnetic field \({\varvec{h}}\) of arbitrary direction, is obtained by reduction from the nonconcave entropy \(s(e,m_1,m_2)\). In doing so, concavity, and therefore equivalence of ensembles, is restored. \(s_{{\varvec{h}}}(u)\) has nonanalyticities on surfaces of co-dimension 1 in the \((u,\varvec{h})\)-space. Projecting these surfaces into lower-dimensional phase diagrams, we observe that the resulting phase transition lines are situated in the positive-temperature region for some parameter values, and in the negative-temperature region for others. In the canonical setting of a system coupled to a heat bath of positive temperatures, the nonanalyticities in the microcanonical negative-temperature region cannot be observed, and this leads to a situation of effective nonequivalence even when formal equivalence holds.

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Notes

  1. A referee of the present paper pointed out several nonrigorous steps in [1]. We will comment on this in Sect. 3.

  2. Here and in the following Boltzmann’s constant is set to unity.

  3. The derivation in Sect. 3.2.1 of [1] includes a step that is not rigorously justified, namely the rewriting of a product of exponentials of operators as an exponential of a sum of operators in Eq. (38) of [1]. While these two expressions clearly are not equal, it has been proved in Appendix A of [21] that, in a similar situation, the neglected terms do not contribute in the thermodynamic limit to the integral under investigation. While we were not able to adapt this proof to our calculation, it appears plausible that a similar reasoning should also yield the correct result in a microcanonical calculation.

  4. If \(\lambda _1\) happens to be zero, one chooses instead to solve for a magnetization component \(m_\alpha \) corresponding to a nonzero \(\lambda _\alpha \).

  5. With a slight abuse of notation, we use here the same symbol \(s\) for different entropy functions.

  6. The reader be reminded that, according to (8), the energy \(e\) was defined as the interaction energy per spin, but did not include the energy contribution originating from the Zeeman term in the Hamiltonian (1). The total energy (per spin) \(u\) is defined such that it accounts for both contributions.

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Acknowledgments

We acknowledge useful comments by an anonymous referee who correctly pointed out to us that certain steps in derivation of the microcanonical entropy in Ref. [1] and also in the present paper are not rigorously justified. G.O. acknowledges financial support by the National Institute for Theoretical Physics, South Africa, and the Institute of Theoretical Physics, Stellenbosch University, South Africa, where he was based for the majority of this study. M.K. acknowledges support by the Incentive Funding for Rated Researchers program of the National Research Foundation of South Africa.

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Correspondence to Michael Kastner.

Appendix: Evaluation of \(\fancyscript{F}\) at the Stationary Points

Appendix: Evaluation of \(\fancyscript{F}\) at the Stationary Points

It is shown how to evaluate \(\fancyscript{F}\) as given in (20) at a stationary point determined by equations (18a)–(18c).

We start by writing (18b) in the form

$$\begin{aligned} -\frac{m_\alpha r}{\tanh r} = t_\alpha -x_\alpha \sqrt{\lambda _\alpha }. \end{aligned}$$
(39)

Upon squaring, summing over \(\alpha \), and then taking the square root on both sides of this equation, we obtain

$$\begin{aligned} \frac{|\varvec{m}|r}{\tanh r}=\sqrt{\sum _{\alpha =1}^3\left( t_\alpha -x_\alpha \sqrt{\lambda _\alpha }\right) ^2}=r, \end{aligned}$$
(40)

where the second equality sign is due to definition (19). We therefore have \(\tanh r=|\varvec{m}|\) and can write

$$\begin{aligned} \fancyscript{F}(s,\varvec{t},\varvec{x})=2es+\varvec{m}\cdot \varvec{t}-\frac{1}{2}\ln \left( 1-\varvec{m}^2\right) . \end{aligned}$$
(41)

The first two terms on the right hand side of (41) can be written in the form

$$\begin{aligned} \varvec{m}\cdot \varvec{t}+2es =\sum _{\alpha =1}^3\left( m_\alpha t_\alpha - \frac{1}{s}x_\alpha x_\alpha \right) =\sum _{\alpha =1}^3 m_\alpha \left( t_\alpha - x_\alpha \sqrt{\lambda _\alpha }\right) {,} \end{aligned}$$
(42)

where first (18a) and then (18c) have been used. With (39) and (40), this expression simplifies to

$$\begin{aligned} \varvec{m}\cdot \varvec{t}+2es =-\frac{\varvec{m}^2 r}{\tanh r} = -|\varvec{m}|r = -|\varvec{m}|\mathrm {\,arctanh\,}|\varvec{m}|. \end{aligned}$$
(43)

Inserting this into (41), the derivation of (21) is complete.

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Olivier, G., Kastner, M. Microcanonical Analysis of the Curie–Weiss Anisotropic Quantum Heisenberg Model in a Magnetic Field. J Stat Phys 157, 456–473 (2014). https://doi.org/10.1007/s10955-014-1093-9

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