Skip to main content
Log in

Statistical Evidence for Contributions of Flares and Coronal Mass Ejections to Major Solar Energetic Particle Events

  • Published:
Solar Physics Aims and scope Submit manuscript

Abstract

Solar energetic particle (SEP) events are related to flares and coronal mass ejections (CMEs). This work is a new investigation of statistical relationships between SEP peak intensities – deka-MeV protons and near-relativistic electrons – and characteristic quantities of the associated solar activity. We consider the speed of the CME and quantities describing the flare-related energy release: peak flux and fluence of soft X-ray (SXR) emission and the fluence of microwave emission. The sample comprises 38 SEP events associated with strong SXR bursts (classes M and X) in the western solar hemisphere between 1997 and 2006, in which the flare-related particle acceleration was accompanied by radio bursts indicating electron escape into the interplanetary space. The main distinction of the present statistical analysis from earlier work is that in addition to the classical Pearson correlation coefficient, the partial correlation coefficients are calculated to remove the correlation effects between the solar parameters themselves. The classical correlation analysis shows the usual picture of correlations with broad scatter between SEP peak intensities and the different parameters of solar activity and strong correlations between the solar activity parameters themselves. The partial correlation analysis shows that the only parameters that significantly affect the SEP intensity are the CME speed and the SXR fluence. The SXR peak flux and the microwave fluence make no additional contribution. We conclude that these findings bring statistical evidence that both flare acceleration and CME shock acceleration contribute to the deka-MeV proton and near-relativistic electron populations in large SEP events.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Figure 1
Figure 2
Figure 3
Figure 4

Similar content being viewed by others

Notes

  1. Level 2 data with five-minute integration from http://www.srl.caltech.edu/ACE/ASC/level2/lvl2DATA_EPAM.html .

  2. Provided by NASA/GSFC at http://umbra.nascom.nasa.gov/goes/fits/ .

  3. NASA/GSFC and the Catholic University of America at http://cdaw.gsfc.nasa.gov/CME_list/ .

  4. http://solar.nro.nao.ac.jp/norp/html/event/ .

  5. http://www.ngdc.noaa.gov/stp/space-weather/solar-data/solar-features/solar-radio/rstn-1-second/ .

References

  • Balch, C.C.: 2008, Updated verification of the Space Weather Prediction Center’s solar energetic particle prediction model. Space Weather 6, S01001. DOI .

    Article  ADS  Google Scholar 

  • Bein, B.M., Berkebile-Stoiser, S., Veronig, A.M., Temmer, M., Vršnak, B.: 2012, Impulsive acceleration of coronal mass ejections. II. Relation to soft X-ray flares and filament eruptions. Astrophys. J. 755, 44. DOI .

    Article  ADS  Google Scholar 

  • Bougeret, J.-L., Kaiser, M.L., Kellogg, P.J., Manning, R., Goetz, K., Monson, S.J., Monge, N., Friel, L., Meetre, C.A., Perche, C., Sitruk, L., Hoang, S.: 1995, Waves: The Radio and Plasma Wave Investigation on the Wind spacecraft. Space Sci. Rev. 71, 231. DOI .

    Article  ADS  Google Scholar 

  • Bougeret, J.-L., Zarka, P., Caroubalos, C., Karlický, M., Leblanc, Y., Maroulis, D., Hillaris, A., Moussas, X., Alissandrakis, C.E., Dumas, G., Perche, C.: 1998, A shock-associated (SA) radio event and related phenomena observed from the base of the solar corona to 1 AU. Geophys. Res. Lett. 25, 2513. DOI .

    Article  ADS  Google Scholar 

  • Brueckner, G.E., Howard, R.A., Koomen, M.J., Korendyke, C.M., Michels, D.J., Moses, J.D., Socker, D.G., Dere, K.P., Lamy, P.L., Llébaria, A., Bout, M.V., Schwenn, R., Simnett, G.M., Bedford, D.K., Eyles, C.J.: 1995, The Large Angle Spectroscopic Coronagraph (LASCO). Solar Phys. 162, 357. DOI .

    Article  ADS  Google Scholar 

  • Cane, H.V., Erickson, W.C., Prestage, N.P.: 2002, Solar flares, type III radio bursts, coronal mass ejections and energetic particles. J. Geophys. Res. 107, 1315. DOI .

    Article  Google Scholar 

  • Cane, H.V., Lario, D.: 2006, An introduction to CMEs and energetic particles. Space Sci. Rev. 123, 45. DOI .

    Article  ADS  Google Scholar 

  • Cane, H.V., Richardson, I.G., von Rosenvinge, T.T.: 2010, A study of solar energetic particle events of 1997 – 2006: their composition and associations. J. Geophys. Res. 115, 8101. DOI .

    Article  Google Scholar 

  • Chertok, I.M.: 1990, On the correlation between the solar gamma-ray line emission, radio bursts and proton fluxes in the interplanetary space. Astron. Nachr. 311, 379.

    Article  ADS  Google Scholar 

  • Cliver, E.W., Forrest, D.J., Cane, H.V., Reames, D.V., McGuire, R.E., von Rosenvinge, T.T., Kane, S.R., MacDowall, R.J.: 1989, Solar flare nuclear gamma-rays and interplanetary proton events. Astrophys. J. 343, 953. DOI .

    Article  ADS  Google Scholar 

  • Cliver, E.W., Ling, A.G., Belov, A., Yashiro, S.: 2012, Size distributions of solar flares and solar energetic particle events. Astrophys. J. Lett. 756, L29. DOI .

    Article  ADS  Google Scholar 

  • Cliver, E.W., Dietrich, W.F.: 2013, The 1859 space weather event revisited: limits of extreme activity. Space Weather Space Clim. 3, A31. DOI .

    Article  ADS  Google Scholar 

  • Daibog, E.I., Kurt, V.G., Logachev, Y.I., Stolpovsky, V.G.: 1987, Solar cosmic ray events with low and high p-ratios: Comparison with X-ray and radio emission data. Proc. 20th Int. Cosmic Ray Conf. 3, 45.

  • Daibog, E.I., Stolpovskii, V.G., Melnikov, V.F., Podstrigach, T.S.: 1989, Microwave bursts and the relative abundance of electrons and protons in cosmic-rays from solar flares. Sov. Astron. Lett. 15, 432.

    ADS  Google Scholar 

  • Dennis, B.R., Zarro, D.M.: 1993, The Neupert effect – what can it tell us about the impulsive and gradual phases of solar flares? Solar Phys. 146, 177. DOI .

    Article  ADS  Google Scholar 

  • Dierckxsens, M., Tziotziou, K., Dalla, S., Patsou, I., Marsh, M.S., Crosby, N.B., Malandraki, O.E., Lygeros, N.: 2014, Relationship between solar energetic particles and properties of flares and CMEs: Statistical analysis of solar cycle 23 events. Solar Phys. in press

  • Ding, L., Jiang, Y., Zhao, L., Li, G.: 2013, The “Twin-CME” scenario and large solar energetic particle events in solar cycle 23. Astrophys. J. 763, 30. DOI .

    Article  ADS  Google Scholar 

  • Dresing, N., Gómez-Herrero, R., Heber, B., Klassen, A., Malandraki, O., Dröge, W., Kartavykh, Y.: 2014, Statistical survey of widely spread out solar electron events observed with STEREO and ACE with special attention to anisotropies. Astron. Astrophys. 567, A27. DOI .

    Article  ADS  Google Scholar 

  • Garcia, H.A.: 2004, Forecasting methods for occurrence and magnitude of proton storms with solar soft X-rays. Space Weather 2, S02002. DOI .

    ADS  Google Scholar 

  • Gold, R.E., Krimigis, S.M., Hawkins, S.E., Haggerty, D.K., Lohr, D.A., Fiore, E., Armstrong, T.P., Holland, G., Lanzerotti, L.J.: 1998, Electron, proton, and alpha monitor on the advanced composition explorer spacecraft. Space Sci. Rev. 86, 541. DOI .

    Article  ADS  Google Scholar 

  • Golub, G.H., van Loan, C.F.: 2013, Matrix Computations, 4th edn., Johns Hopkins Studies in the Mathematical Sciences, Johns Hopkins University Press, Baltimore, Chap. 6.3.

    MATH  Google Scholar 

  • Gopalswamy, N., Yashiro, S., Lara, A., Kaiser, M.L., Thompson, B.J., Gallagher, P.T., Howard, R.A.: 2003, Large solar energetic particle events of cycle 23: a global view. Geophys. Res. Lett. 30, 8015. DOI .

    Article  ADS  Google Scholar 

  • Gopalswamy, N., Yashiro, S., Krucker, S., Stenborg, G., Howard, R.A.: 2004, Intensity variation of large solar energetic particle events associated with coronal mass ejections. J. Geophys. Res. 109, A12105. DOI .

    Article  ADS  Google Scholar 

  • Kahler, S.W.: 1982, The role of the big flare syndrome in correlations of solar energetic proton fluxes and associated microwave burst parameters. J. Geophys. Res. 87, 3439. DOI .

    Article  ADS  Google Scholar 

  • Kahler, S.W.: 2001, The correlation between solar energetic particle peak intensities and speeds of coronal mass ejections: Effects of ambient particle intensities and energy spectra. J. Geophys. Res. 106, 20947. DOI .

    Article  ADS  Google Scholar 

  • Kahler, S.W., Cliver, E.W., Ling, A.G.: 2007, Validating the proton prediction system (PPS). J. Atmos. Solar-Terr. Phys. 69, 43. DOI .

    Article  ADS  Google Scholar 

  • Kahler, S.W., Vourlidas, A.: 2014, Do interacting coronal mass ejections play a role in solar energetic particle events? Astrophys. J. 784, 47. DOI .

    Article  ADS  Google Scholar 

  • Kallenrode, M.: 1993, Neutral lines and azimuthal ‘transport’ of solar energetic particles. J. Geophys. Res. 98, 5573. DOI .

    Article  ADS  Google Scholar 

  • Kallenrode, M.-B.: 2003, Current views on impulsive and gradual solar energetic particle events. J. Phys. G 29, 965. DOI .

    Article  ADS  Google Scholar 

  • Klein, K.-L.: 2006, Radio bursts and solar energetic particle events. In: Gopalswamy, N., Mewaldt, R., Torsti, J. (eds.) Solar Eruptions and Energetic Particles, AGU Geophys. Monogr. 165, 233.

    Chapter  Google Scholar 

  • Klein, K.-L., Trottet, G.: 2001, The origin of solar energetic particle events: Coronal acceleration versus shock wave acceleration. Space Sci. Rev. 95, 215. DOI .

    Article  ADS  Google Scholar 

  • Klein, K.-L., Trottet, G., Klassen, A.: 2010, Energetic particle acceleration and propagation in strong CME-less flares. Solar Phys. 263, 185. DOI .

    Article  ADS  Google Scholar 

  • Klein, K.-L., Trottet, G., Samwel, S., Malandraki, O.: 2011, Particle acceleration and propagation in strong flares without major solar energetic particle events. Solar Phys. 269, 309. DOI .

    Article  ADS  Google Scholar 

  • Krucker, S., Benz, A.O.: 2000, Are heating events in the quiet solar corona small flares? Multiwavelength observations of individual events. Solar Phys. 191, 341. DOI .

    Article  ADS  Google Scholar 

  • Krucker, S., Kontar, E.P., Christe, S., Lin, R.P.: 2007, Solar flare electron spectra at the Sun and near the Earth. Astrophys. J. Lett. 663, L109. DOI .

    Article  ADS  Google Scholar 

  • Lario, D., Aran, A., Gómez-Herrero, R., Dresing, N., Heber, B., Ho, G.C., Decker, R.B., Roelof, E.C.: 2013, Longitudinal and radial dependence of solar energetic particle peak intensities: STEREO, ACE, SOHO, GOES, and MESSENGER observations. Astrophys. J. 767, 41. DOI .

    Article  ADS  Google Scholar 

  • Malandraki, O.E., Agueda, N., Papaioannou, A., Klein, K.-L., Valtonen, E., Heber, B., Dröge, W., Aurass, H., Nindos, A., Vilmer, N., Sanahuja, B., Kouloumvakos, A., Braune, S., Preka-Papadema, P., Tziotziou, K., Hamadache, C., Kiener, J., Tatischeff, V., Riihonen, E., Kartavykh, Y., Rodríguez-Gasén, R., Vainio, R.: 2012, Scientific analysis within SEPServer – new perspectives in solar energetic particle research: The case study of the 13 July 2005 event. Solar Phys. 281, 333. DOI .

    ADS  Google Scholar 

  • Mann, G., Klassen, A., Aurass, H., Classen, H.-T.: 2003, Formation and development of shock waves in the solar corona and the near-Sun interplanetary space. Astron. Astrophys. 400, 329. DOI .

    Article  ADS  Google Scholar 

  • Masson, S., Aulanier, G., Pariat, E., Klein, K.-L.: 2012, Interchange slip-running reconnection and sweeping SEP beams. Solar Phys. 276, 199. DOI .

    Article  ADS  Google Scholar 

  • Miteva, R., Klein, K.-L., Malandraki, O., Dorrian, G.: 2013, Solar energetic particle events in the 23rd solar cycle: interplanetary magnetic field configuration and statistical relationship with flares and CMEs. Solar Phys. 282, 579. DOI .

    Article  ADS  Google Scholar 

  • Murphy, R.J., Share, G.H., Grove, J.E., Johnson, W.N., Kinzer, R.L., Kroeger, R.A., Kurfess, J.D., Strickman, M.S., Matz, S.M., Grabelsky, D.A., Purcell, W.R., Ulmer, M.P., Cameron, R.A., Jung, G.V., Jensen, C.M., Vestrand, W.T., Forrest, D.J.: 1993, OSSE observations of solar flares In: Friedlander, M., Gehrels, N., Macomb, D.J. (eds.) Compton Gamma-Ray Observatory, AIP Conf. Ser. 280, 619. DOI .

    Google Scholar 

  • Nakajima, H., Sekiguchi, H., Sawa, M., Kai, K., Kawashima, S.: 1985, The radiometer and polarimeters at 80, 35, and 17 GHz for solar observations at Nobeyama. Publ. Astron. Soc. Japan 37, 163.

    ADS  Google Scholar 

  • Neupert, W.M.: 1968, Comparison of solar X-ray line emission with microwave emission during flares. Astrophys. J. 153, L59. DOI .

    Article  ADS  Google Scholar 

  • Nindos, A., Aurass, H., Klein, K.-L., Trottet, G.: 2008, Radio emission of flares and coronal mass ejections. Solar Phys. 253, 3. DOI .

    Article  ADS  Google Scholar 

  • Núñez, M.: 2011, Predicting solar energetic proton events (E>10 MeV). Space Weather 9, 7003. DOI .

    Article  Google Scholar 

  • Ohki, K.: 2003, Origin of large solar proton events. Solar Phys. 213, 111. DOI .

    Article  ADS  Google Scholar 

  • Pérez Enriquez, R., Miroshnichenko, L.I.: 1999, Frequency distributions of solar gamma ray events related and not related with SPEs in 1980 – 1995. Solar Phys. 188, 169. DOI .

    Article  ADS  Google Scholar 

  • Posner, A.: 2007, Up to 1-hour forecasting of radiation hazards from solar energetic ion events with relativistic electrons. Space Weather 5, 5001. DOI .

    Article  ADS  Google Scholar 

  • Ramaty, R., Mandzhavidze, N., Kozlovsky, B., Skibo, J.G.: 1993, Acceleration in solar flares: Interacting particles versus interplanetary particles. Adv. Space Res. 13(9), 275. DOI .

    Article  ADS  Google Scholar 

  • Richardson, I.G., Cane, H.V.: 2010, Near-Earth interplanetary coronal mass ejections during solar cycle 23 (1996 – 2009): Catalog and summary of properties. Solar Phys. 264, 189. DOI .

    Article  ADS  Google Scholar 

  • Richardson, I.G., von Rosenvinge, T.T., Cane, H.V., Christian, E.R., Cohen, C.M.S., Labrador, A.W., Leske, R.A., Mewaldt, R.A., Wiedenbeck, M.E., Stone, E.C.: 2014, > 25 MeV proton events observed by the High Energy Telescopes on the STEREO A and B spacecraft and/or at Earth during the first seven years of the STEREO mission. Solar Phys. DOI .

    Google Scholar 

  • Shih, A.Y., Lin, R.P., Smith, D.M.: 2009, RHESSI observations of the proportional acceleration of relativistic > 0.3 MeV electrons and > 30 MeV protons in solar flares. Astrophys. J. Lett. 698, L152. DOI .

    Article  ADS  Google Scholar 

  • Vestrand, W.T.: 1988, High-energy continuum emission from solar flares. Solar Phys. 118, 95. DOI .

    Article  ADS  Google Scholar 

  • Vršnak, B., Sudar, D., Ruždjak, D.: 2005, The CME-flare relationship: are there really two types of CMEs? Astron. Astrophys. 435, 1149. DOI .

    Article  ADS  Google Scholar 

  • Wall, J.V., Jenkins, C.R.: 2012, Practical Statistics for Astronomers, Cambridge University Press, Cambridge and New York, Chap. 6.6.

    Book  Google Scholar 

  • Yashiro, S., Gopalswamy, N., Michalek, G., St. Cyr, O.C., Plunkett, S.P., Rich, N.B., Howard, R.A.: 2004, A catalog of white light coronal mass ejections observed by the SOHO spacecraft. J. Geophys. Res. 109, A07105. DOI .

    ADS  Google Scholar 

  • Zhang, J., Dere, K.P., Howard, R.A., Vourlidas, A.: 2004, A study of the kinematic evolution of coronal mass ejections. Astrophys. J. 604, 420. DOI .

    Article  ADS  Google Scholar 

Download references

Acknowledgements

The authors acknowledge D. Boscher (ONERA Toulouse) for making the IPODE database of GOES particle measurements available to us. We acknowledge the generous supply of data from the ACE/EPAM particle instrument, the GOES particle and soft X-ray detectors, the Wind/WAVES radio spectrograph, the RSTN and NoRP radio instruments, and the Radio Monitoring web site http://secchirh.obspm.fr/index.php at Paris Observatory. Extensive use was made of the CME catalogue generated and maintained at the CDAW Data Center by NASA and The Catholic University of America in cooperation with the Naval Research Laboratory. SOHO is a project of international cooperation between ESA and NASA. The work presented here benefitted from partial financial support and from scientific cooperation within the SEPServer (Grant Agreement No. 262773) and HESPE (Grant Agreement No. 263086) projects of the 7th Framework programme of the European Union. This research was carried out within a collaboration between Egypt and France funded through the IMHOTEP programme (contracts 23190YB and 27471UK). We are grateful to the Egyptian coordinator, M. Shaltout, for his support. We also acknowledge support by the Centre National d’Etudes Spatiales (CNES). The referee is thanked for the careful reading of the manuscript and helpful comments.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to K.-L. Klein.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Trottet, G., Samwel, S., Klein, KL. et al. Statistical Evidence for Contributions of Flares and Coronal Mass Ejections to Major Solar Energetic Particle Events. Sol Phys 290, 819–839 (2015). https://doi.org/10.1007/s11207-014-0628-1

Download citation

  • Received:

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11207-014-0628-1

Keywords

Navigation