Opinion statement
Central nervous system tumors are a major cause of morbidity and mortality in the United States. Outside of brain metastasis, low- and high-grade gliomas are the most common intrinsic brain tumors. Low-grade gliomas have a 5- and 10-year survival rate of 97 % and 91 %, respectively, when extent of resection is greater than 90 %. High-grade gliomas are extremely aggressive with the vast majority of patients experiencing recurrence and a median survival of 1 to 3 years. Survival of patients with both low- and high-grade gliomas is enhanced with maximal tumor resection. The pursuit of more aggressive extent of resection must be balanced with preservation of functional pathways. Several innovations in neurosurgical oncology have expanded our understanding of individualized patient neuroanatomy, physiology, and function. Emerging imaging technologies as well as intraoperative techniques have expanded our ability to resect maximal amounts of tumor while preserving essential function. Stimulation mapping of language and motor pathways is well-established for the safe resection of intrinsic brain lesions. Additional techniques including neuro-navigation, fluorescence-guided microsurgery using 5-aminolevulinic acid, intraoperative magnetic resonance imaging, and high-frequency ultrasonography can all be used to improve extent of resection in glioma patients.
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Introduction
With an estimated 18,820 new cases and 12,820 deaths per year, primary brain and central nervous system tumors are a major cause of morbidity and mortality in the United States [1]. More than 50 % of brain tumor cases are malignant gliomas (World Health Organization [WHO] grades III–IV), which have a propensity for diffuse brain invasion and recurrence after initial treatment. Glioblastoma (WHO grade IV) have a median survival of 12.2 to 18.2 months, while anaplastic astrocytomas (WHO grade III) have a 41-month median survival [2, 3]. Patients with low-grade gliomas have a better prognosis, with median survival times ranging between 4.6 to 6.5 years and median time to malignant progression of 8.8 to 11.4 years when extent of resection is greater than 90 % [4]. Even so, 50 %–75 % of patients with low-grade gliomas will eventually expire from their disease.
Microsurgery plays a central role in glioma management; however, because of a lack of class I evidence, there is no general consensus regarding the value of extent of glioma resection to improve patient outcome and quality of life. Radical resections of flair or contrast-enhancing tumor can be difficult to achieve due to proximity to eloquent structures and uncertainty about tumor margins. Much focus has been aimed at surgical techniques to improve extent of resection while minimizing morbidity. Intraoperative neurophysiological stimulation testing, intraoperative magnetic resonance imaging (iMRI), fluorescence-guided surgery using 5-aminolevulinic acid (5-ALA), and intraoperative ultrasound are all intraoperative tools used to improve extent of tumor resection. The value of mapping language and motor pathways has been well-documented for the safe removal of intrinsic brain tumors. Cumulative evidence suggests that a more extensive surgical resection is associated with longer survival and improved quality of life for both low- and high-grade gliomas. In this article, we focus on the evidence supporting the role of surgery for gliomas and modalities to assist with surgical resection.
Understanding the value of extent of resection in glioma surgery
With the exception of WHO grade I gliomas, patients with both low- and high-grade gliomas are likely to encounter recurrence. The value of extent of resection to improve outcome remains controversial. Mounting evidence, however, places extent of resection alongside patient age, tumor histology, performance, and IDH status as predictive of patient outcome [5–10]. Over the past 2 decades, significant emphasis has been given to understanding the effect of glioma resection on progression-free, overall survival, and time to malignant progression.
Low-grade glioma
A total of 21 studies since 1990 have examined the effect of extent of resection on patient survival and tumor progression for low-grade gliomas [4, 6–9, 11–26]. Different methods of calculating tumor volume can yield dramatically divergent results (Fig. 1). Commonly used methods include extent of resection as determined by surgeon or radiologist interpretation of postoperative imaging, 2-dimensional measurements, and 3-dimensional volumetric analysis. Volumetric analysis is the gold standard for most accurate calculations. Eight studies of low-grade glioma did not use volumetric analysis, with seven studies showing evidence in support of extent of resection as a predictor of either 5-year progression-free or overall survival [7, 16, 19, 20, 22, 26, 27]. Five studies used volumetric analysis of extent of resection with four validating a statistically significant improvement in 5-year survival with maximum extent of resection [3, 5, 28–30•]. Taken together, the literature shows a mean survival benefit from 61.1 to 90 months with maximal resection (Fig. 2, Table 1) [4, 21, 31••, 32].
The value of surgical resection for low-grade gliomas has been further validated in a population-based study of Norwegian patients [33••]. Jakola et al. [33••] reviewed 153 patients treated at two university hospitals serving adjacent geographical regions. Treatment strategy in individualized patients was dependent on patient residential address. Neurosurgeons from hospital A favored tumor biopsy and watchful waiting, whereas hospital B advocated early resection. Median follow-up was 7 years for both hospitals. Overall survival was superior with early resection. Patients receiving biopsy only had a median survival of 5.9 years, whereas the group receiving early resection did not reach median survival by the end of the study period. Estimated 5-year survival was 60 % for biopsy patients and 74 % for those receiving early surgery. The challenge, therefore, is to offer maximal resection for patients with low-grade glioma while preserving quality of life and limiting postoperative neurologic complications [34, 35].
Early maximal surgical resection is the first therapeutic option to delay malignant transformation and increase patient survival. Malignant transformation of low-grade gliomas ranges from 4 to 29 months [36, 37]. Early studies suggested that 50 % of patients with diffuse low-grade WHO grade II gliomas will undergo transformation to anaplastic (WHO grade III) gliomas within 5 years [38]. To determine the impact of extent of resection on malignant transformation, Smith et al [4] retrospectively studied 216 patients with hemispheric low-grade gliomas. Median time to progression was 5.5 years, and median time to malignant transformation was 10.1 years. Patients with at least 90 % extent of resection had 5- and 8-year survival rates of 97 % and 91 %, respectively, whereas patients with less than 90 % extent of resection had 5- and 8-year survival rates of 76 % and 60 %, respectively. Extent of surgical resection strongly predicted malignant progression-free survival [4].
Seizures are a common presenting symptom in patients with gliomas. Patients with low-grade tumors often survive for many years [39], so achieving seizure control is important for maintaining an acceptable quality of life. Englot et al [40] performed a systematic literature review of seizure control outcomes in 1181 epilepsy patients after subtotal vs gross total lesionectomy or anatomically tailored resection including gross total resection with lesionectomy plus neocortical temporal lobectomy with hippocampectomy. Although no randomized clinical trials were identified, a clear benefit was seen with gross total lesionectomy. Forty-three percent of patients were seizure-free after subtotal lesionectomy, 79 % were seizure-free after gross total tumor resection, and 87 % were seizure-free after lesionectomy with hippocampectomy and/or temporal neocortical resection. These findings suggest that greater extent of resection for low-grade gliomas (gross total resection) offers not only long-term survival benefit but also seizure control.
High-grade glioma
There have been 31 studies to date examining the role of extent of resection to improve the survival of patients with high-grade gliomas [3, 5, 27–30•, 41–65]. Volumetric analysis of tumor volume was used in five of these studies, 60 % of which showed a significant survival benefit with greater extent of resection [3, 5, 28–30•]. Of the 24 nonvolumetric studies, 13 showed evidence supporting extent of resection as a significant predictor of either progression-free or overall survival. The effect of greater extent of resection was not as pronounced as with low-grade gliomas, with an increase from 64.9 to 75.2 months for WHO grade III and from 11.3 to 14.5 months in WHO grade IV gliomas (Fig. 2).
Although extent of resection is an important prognostic factor for survival in patients undergoing initial resection of glioblastoma, its value for recurrence remains less clear. Bloch et al [42•] performed a retrospective review analysis of 107 patients who were offered a second craniotomy at recurrence. Volumetric extent of resection was measured and of patients who received an initial subtotal resection a mean survival benefit was noted for those who had a gross total resection at recurrence vs subtotal resection (19 months gross total resection, 15.9 months subtotal resection) (Table 2) [42•]. Furthermore, in addition to age and Karnofsky Performance Score at recurrence, extent of resection at second surgery was an independent predictor of survival (not extent of resection at initial surgery).
Techniques to improve extent of resection
Advancements in neurosurgical technique have allowed for safer, more aggressive operations that maximize surgical resection while minimizing neurologic complications. Intraoperative stimulation mapping, fluorescence-guided resections, neuro-navigation, intraoperative magnetic resonance imaging (iMRI) and high-resolution ultrasonography are all tools used to safely maximize extent of resection in glioma patients.
Mapping functional pathways
A key concept in neurosurgery is the utilization of intraoperative stimulation mapping to identify functional pathways. Direct stimulation of the cerebral cortex was first employed by Foerster in 1931 and later revisited by Penfield in 1937 [66], aiding in the identification of motor and sensory representation in the human brain. Because of individual variability and pathway distortion from mass lesions, intraoperative cortical and subcortical stimulation has been adopted to identify and preserve these critical language and motor pathways. The prediction of cortical language sites through anatomical localization is inadequate due to marked variability between individuals, distortion of pathways from tumor mass effect, and reorganization of pathways through plasticity [67–74]. Speech arrest, anomia, and alexia for individual patients are located far outside of the anatomic boundaries of Broca’s area [75]. Furthermore, numerous studies have failed to predict the location of speech arrest using functional neuroimaging or anatomical predictions based on frontal anatomy [76–81]. Though the exact mechanism of stimulation effect is poorly understood, direct stimulation depolarizes a focal area of cortex, exciting local neurons inducing either excitation or inhibition. There is further diffusion of stimulation to distant areas via orthodromic and antidromic propagation [82]. Bipolar stimulation with 5 mm of tip separation minimized distant propagation, allowing only local diffusion (of 3–5 mm), more precise mapping, and better accuracy [83]. The resection margin should be greater than 1 cm from the identified functional language site, which results in fewer permanent language deficits [83]. Early mapping techniques in the setting of epilepsy surgery used large craniotomies exposing extensive regions of cortex to identify positive motor and language sites. These positive controls have since been phased out in brain tumor surgery where smaller exposures directly over the lesion are used and resection is driven by “negative sites” that possess no inducible language or motor function. Negative mapping strategies represent a shift in mapping techniques, keeping eloquent areas untouched and free from exposure [75]. Craniotomies can, therefore, be tailored to expose the tumor and up to 2 cm of surrounding brain.
Knowing that the majority of gliomas recur within 1–2 cm of the infiltrative margin, the brain tumor surgeon must balance the goal of maximal tumor resection with intraoperative motor and language mapping to preserve function [84]. Skirboll et al [85] performed intraoperative stimulation mapping in 28 patients, finding both cortical and subcortical functional language sites within infiltrative gliomas. It is, therefore, important to consider mapping functional pathways in tumors that not only are within the frontal operculum, but also tumors that abut this region.
Specialized neuroanesthesia is critical for a successful and uncomplicated awake craniotomy. Communication and expertise between surgery and anesthesiology ensure accurate intraoperative mapping. Awake craniotomies are associated with fewer postoperative complications and less intraoperative morbidity [84]. In our experience, we apply patient monitors (axillary temperature probe, blood pressure cuff, arterial line) and premedicate with 2 mg of midazolam and 50–100 μg of fentanyl prior to positioning. Sedation is achieved with propofol (up to 100 μg/kg/min) and remifentanil (0.07–2.0 μg/kg/h). Dexmedetomidine (up to 1 μg/kg/min) may be used as an alternative to propofol for select patients. Propofol/remifentanil is used during Foley catheter insertion and Mayfield head holder pin placement. A complete scalp block or local analgesia around the incision (a 1:1 mixture of 1 % lidocaine with 1:100,000 epinephrine, 0.5 % bupivacaine, plus 4.5 ml of 8.4 % sodium bicarbonate) is applied by the neurosurgeon. After skin incision and removal of the bone flap, all sedatives are discontinued, after which the patient is asked to take multiple deep breaths and hyperventilate before opening of dura. For select patients the dura can be infiltrated with lidocaine in the region around the middle meningeal artery. Before language and motor mapping commences, a dedicated IV line is filled with a 1 mg per kg bolus of propofol 6 inches from the vein if needed for suppression of an intraoperative grand mal seizure. Topical ice-cold Ringers lactate solution is available on the surgical field for seizure suppression [86]. After completion of mapping, sedation is resumed.
Mapping starts at 2 mA and increases to a maximum of 6 mA if necessary. A constant current generator delivers 1.25 millisecond biphasic square waves in 4-second trains at 60 Hz. One-mm bipolar electrodes separated by 5 mm are used for cortical stimulation testing. Approximately 10–20 numerically marked stimulation sites separated by 1 cm are placed on the field (Fig. 3). To improve accuracy and limit subclinical seizure activity, continuous electrocorticography is used throughout language mapping to monitor after-discharge potentials. All language stimulation testing is repeated at least three times and a positive site is defined as the inability to count, name objects, or read words during stimulation 66 % of times [75, 87]. Language testing seeks to identify sites responsible for speech arrest, anomia, and alexia with stimulation testing. Speech arrest is defined as discontinuation in number counting without simultaneous motor response [75]. Dysarthria can be distinguished from speech arrest by an absence of involuntary muscle contractions affecting speech [75]. Stimulation is applied for 3 seconds at sequential naming points during a slide presentation. To identify reading sites, the same stimulation is applied during a slide presentation of words. A 1-cm margin of tissue is measured and preserved in all cases around positive language sites to protect language function [5, 87].
Long-term language function after intraoperative stimulation of dominant hemisphere language sites was evaluated by our series of 250 consecutive dominant hemisphere glioma patients (WHO grades II–IV) [75]. A total 145 of 250 (58 %) patients had at least one site identified, with intraoperative stimulation causing speech arrest, anomia, or alexia. A total of 63.6 % of patients had intact speech preoperatively, and 1 week after surgery 77.6 % of patients had speech return to their baseline preoperative function. However, speech worsened in 8.4 %, and 14.0 % developed new speech deficits [75]. Patients were re-evaluated 6 months after surgery and only 1.6 % (four of 243 surviving patients) had persistent language deficits [75]. Duffau et al [34] published similar results in their series of dominant hemisphere insular WHO grade II gliomas. Their series showed that despite 50 % of patients showing a temporary worsening of language function, all patients returned to baseline language function within 3 months, with 25 % improving in comparison to preoperative examination.
5-ALA and fluorescence-guided brain tumor surgery
Complete removal of contrast-enhancing malignant gliomas can be difficult, and most neurosurgeons overestimate the degree of resection they are able to achieve [88, 89]. For this reason, technologies to improve extent of resection have been of interest. Neuro-navigation remains limited by registration constraints and brain shift throughout the course of the operation. Intraoperative ultrasound requires substantial experience to interpret the imaging. iMRI is expensive and available in only a number of specialized centers. 5-ALA is a nonfluorescent amino acid precursor that induces the accumulation of fluorescent porphyrins (mainly protoporphyrin IX) in malignant glioma. 5-ALA is produced in the mitochondria of all human cells, and under normal conditions 5-ALA and protoporphyrin IX are tightly controlled under a negative feedback loop [90]. However, exogenous 5-ALA leads to increased intracellular concentrations of fluorescent protoporphyrins in various malignant tumors, which peak 6 hours after administration and remains elevated for 12 hours [91–93]. Protoporphyrin IX has an absorption band strongest in the 380 ± 420 nm spectrum emitting red fluorescence at 635 nm and 704 nm in brain tissue [94]. 5-ALA induced fluorescence does not occur in healthy brain, and blood-brain barrier disruption in glioma allows the low lipid soluble 5-ALA to penetrate glioma tissue [93, 95].
5-ALA is administered either intravenously or orally 3 hours before the induction of general anesthesia with a goal of tumor removal 4–5 hours after 5-ALA administration [93]. A long-pass filter mounted to the surgical microscope allows for tumor visualization as the operator switches between white light and violet (Fig. 4).
5-ALA has been successfully used to better visualize malignant gliomas leading to improved extent of resection and longer patient survival. Microsurgical resections tailored for complete removal of all fluorescent material (“5-ALA complete resection”) offer greater 6-month and overall survival in malignant glioma without increase in postoperative neurologic deficits [93, 96, 97]. A phase III clinical trial conducted in Germany by the 5-ALA study group randomly assigned 322 patients with suspected malignant glioma to either conventional white light microsurgery or fluorescence-guided surgery assisted with 5-ALA. 5-ALA patients received 20 mg/kg of 5-ALA for a fluorescence-guided resection. After a mean follow-up of 35.4 months, 65 % of 5-ALA patients received complete removal of all contrast-enhancing tumor compared with 36 % of conventional white light microsurgery patients. 5-ALA patients experienced a 50 % improvement in 6-month progression-free survival (41 % vs 21.1 %) [97]. The literature provides class IIb evidence that 5-ALA-assisted extent of resection contributes to survival in glioblastoma [98]. 5-ALA is now combined with iMRI and direct cortical stimulation mapping to preserve eloquent functional pathways [99–101].
Neuro-navigation
Noninvasive functional neuroimaging techniques such as functional MRI (fMRI), magnetoencephalography (MEG), and positron emission topography were developed to generate working maps of functional brain pathways. Variability of individual neuroanatomy, distortion due to mass lesions, and reorganization caused by plasticity make classic anatomic identification of eloquent structures insufficient [68, 72]. These studies can offer individualized maps of eloquent areas and their relationship with mass lesions within the brain. For the brain tumor surgeon, these studies are an essential part of determining the risks associated with surgery and consulting patients about potential postoperative neurological outcomes [102–109]. They also allow for a generalized preoperative impression of where a pathway might be displaced in relationship to a space-occupying lesion. Neuro-navigation is widely used in brain tumor surgery and has been integrated with fMRI (commonly referred to as “functional neuro-navigation”) to determine cortical areas with sensory, motor, language, and visual function [104, 106].
Identification of subcortical pathways is critical to preventing injury to white matter pathways and preserving function. The current gold-standard method for assessing functional tissue cortically and subcortically is intraoperative stimulation testing. It is, however, advantageous to preoperatively and intraoperatively visualize white matter tractography and its spatial relationship to a brain tumor. Resting state coherence measured with MEG is capable of mapping functional connectivity of the brain, thereby offering valuable information for preoperative planning [103]. MEG’s potential to predict postoperative neurological outcome was investigated by Tarapore et al [108]. They measured resting whole brain MEG recordings from 79 subjects with unilateral gliomas near or within sensory, motor, or language areas during the preoperative and postoperative period. Patients with baseline decreased functional connectivity had a 29 % rate of new neurological deficits 1 week after surgery and 0 % at 6-month follow-up. However, patients with increased functional connectivity had a 60 % rate of new deficits at 1 week and 25 % at 6 months. This study, therefore, suggests that tumors with decreased resting state connectivity have a relatively low risk of postoperative neurologic deficits, while those with increased resting state connectivity are associated with higher risk of postoperative neurological deficits [108]. Though these rates of postoperative neurologic compromise are higher than that seen with awake cortical stimulation mapping, they offer a valuable option for those patients in whom awake surgery is contraindicated.
Positron emission tomography (PET) has also been used to map cortical language and motor areas in adult patients with brain tumors [105, 107]. Similar to other noninvasive imaging modalities, PET’s accuracy is inferior to intraoperative stimulation mapping, yielding 94 % sensitivity and 95 % specificity for identification of motor-associated brain areas [107]. Broca’s area is able to be identified in an estimated 66 % of brain tumor patients demarcated by a cerebral blood flow increase during verb generation in the posterior inferior frontal gyrus (frontal operculum) [105]. These modalities offer important adjuvants for preoperative planning and intraoperative guidance for brain tumor surgery.
iMRI
Over the past decade, MRI-guided brain tumor surgery has sought to enhance extent of tumor resection, quality of life, and patient survival. iMRI technology started with 0.5 Tesla systems, but the field has since evolved with 3 Tesla machines currently in use. Several studies have attempted to quantify iMRI effect on extent of tumor resection, but only a few address how iMRI affected the surgical plan, survival, and quality of life.
The main rationale for the use of iMRI over conventional neuro-navigation-guided resection is the avoidance of brain shift related to resected tumor, loss of cerebrospinal fluid, and tissue edema. Conventional neuro-navigation becomes progressively less reliable during surgery, while iMRI can be updated during surgery. Several studies have attempted to quantify the added value of iMRI in brain tumor surgery [110–120]. It has been used with success in surgery for low-grade gliomas, increasing both extent of resection and survival [12, 119, 121]. Schneider et al [119] studied 12 patients with low-grade gliomas who underwent surgery within a 0.5 Tesla iMRI suite. At the point in which the surgeon would have classically terminated the operation as well at the final end of the case, residual tumor was measured using iMRI. The initial extent of resection was 68 %. However, at final analysis, gross total resection was seen in 50 % of cases, 90 % resection in 42 % of cases, and less than 85 % resection in 8 % of cases. Claus et al [12] preformed a single-institution retrospective analysis of 156 patients with unifocal supratentorial low-grade gliomas using iMRI. They noted decreased death rates at 1, 2, and 5 years (1.9 %, 3.6 %, 17.6 %, respectively) compared with historical controls. Given concern that iMRI might lead to an increased rate of postoperative neurological deficits, Nimsky et al [115] reviewed their experience and found no difference.
iMRI for high-grade glioma has been shown to be more effective than conventional neuro-navigation-guided surgery for increasing extent of resection; however, studies examining survival, neurological outcome, and quality of life are limited. Published reports display an overall survival for glioblastoma patients of 13.3–18.5 months for gross total resection and 7.9–11.5 months for subtotal resection using iMRI [113, 120, 122, 123]. As with all surgical modalities, extent of glioma resection must be measured against quality of life and postoperative clinical performance.
Ultrasound-guided resections
Intraoperative ultrasound has been used in neurosurgery since the1960s, but its use in brain tumor surgery has been limited [124–127]. Using 3.5–7.5 MHz ultrasound probes, Le Roux et al [126] were the first to note that nearly all neoplasms, including low-grade tumors, were visible by intraoperative ultrasound. Pitfalls limiting its effectiveness include user-dependent interpretation, difficulty differentiating between tissue edema and tumor tissue, difficulty in detecting small lesions, and trouble deciphering between normal brain and pathologic tissue in low-grade tumors. Innovations in high-frequency ultrasound technology have improved image quality. However, there are still pitfalls limiting its usefulness to determine intraoperative extent of resection. Furthermore, it can be profoundly difficult to interpret imaging in the presence of blood products within the resection cavity. High-frequency ultrasound probes (7–15 MHz) have been introduced with promising results for high-grade gliomas. When compared with postoperative MRI, 90 %–95.5 % of patients receive gross total resection when used by experienced neurosurgeons [127]. However promising, no published studies to date have investigated overall or progression-free survival in glioma patients treated with microsurgery-assisted high-frequency ultrasound.
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Shawn L. Hervey-Jumper and Mitchel S. Berger declare that they have no conflict of interest.
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Hervey-Jumper, S.L., Berger, M.S. Role of Surgical Resection in Low- and High-Grade Gliomas. Curr Treat Options Neurol 16, 284 (2014). https://doi.org/10.1007/s11940-014-0284-7
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DOI: https://doi.org/10.1007/s11940-014-0284-7