Skip to main content

What Should Every Public Servant Know About Regulation?

  • Reference work entry
  • First Online:
The Palgrave Handbook of the Public Servant
  • 1896 Accesses

Abstract

We now live in an age of regulatory capitalism. As a consequence, regulation has become central to the work of contemporary public policy practitioners and public administrators. This chapter illuminates the fascinating intellectual journey taken over the past few decades as the notion of regulation has been rethought. It discusses how governments now operate within an expanding set of complex overlapping regulatory webs and how they compete for influence. It argues overall that the regulatory lens is a useful and productive approach to assist public governance, and it explores how taking a “regulatory perspective” on public policy matters can help practitioners move past old debates with deregulation and smaller government.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Institutional subscriptions

References

  • Ayres, I., and J. Braithwaite. 1992. Responsive regulation: Transcending the deregulation debate. New York: Oxford University Press.

    Google Scholar 

  • Baldwin, R. 1995. Rules and government. Oxford: Oxford University Press.

    Google Scholar 

  • Baldwin, R., M. Cave, and M. Lodge. 2012. Understanding regulation: Theory, strategy, and practice. 2nd ed. Oxford: Oxford University Press.

    Google Scholar 

  • Bardach, E., and R.A. Kagan. 1982. Going by the book: The problem of regulatory unreasonableness. Philadelphia: Temple University press.

    Google Scholar 

  • Beck, U. 1986. Risikogesellschaft – Auf dem Weg in eine andere Moderne (Risk Society. On the way to another modern age). Suhrkamp, Frankfurt a. M.

    Google Scholar 

  • ———. 1992. Risk society, towards a new modernity, 260. London: Sage Publications.

    Google Scholar 

  • Black, J. 2001. Decentring regulation: Understanding the role of regulation and self-regulation in a ‘post-regulatory’ world. Current Legal Problems 54: 103.

    Article  Google Scholar 

  • ———. 2002. Critical reflections on regulation. Australian Journal of Legal Philosophy 27 (1): 1–27.

    Google Scholar 

  • Braithwaite, J. 2008. Regulatory capitalism – How it works, ideas for making it work better. Cheltenham: Edward Elgar.

    Google Scholar 

  • Braithwaite, J., and P. Drahos. 2000. Global business regulation. Cambridge: Cambidge University Press.

    Book  Google Scholar 

  • Braithwaite, J., C. Coglianese, and D. Levi-Faur. 2007. Can regulation and governance make a difference? Regulation & Governance 1: 1.

    Article  Google Scholar 

  • Crick, B. 1962. In defence of politics. Chicago: University of Chicago Press.

    Google Scholar 

  • Crouch, C. 1986. Sharing public space: States and organised interests in Western Europe. In States in history, ed. J. Hall, 177–210. Oxford: Basil Blackwell.

    Google Scholar 

  • Dejlik, M., and K. Sahlin. 2012. Reordering the world: Transnational regulatory governance and its challenges. In The Oxford handbook of governance, ed. David Levi-Faur, 745–758. Oxford: Oxford University Press.

    Google Scholar 

  • Drahos, P., ed. 2017. Regulation theory: Foundations and applications. Acton: Australian National University Press.

    Google Scholar 

  • Drahos, P., and M. Krygier. 2017. Regulation, institutions and networks. In Regulatory theory: Foundations and applications, ed. Peter Drahos, 1–22. Acton: Australian National University Press.

    Chapter  Google Scholar 

  • Dubnick, M. 2011. Move over Daniel: We need some ‘accountability space’. Administration & Society 43 (6): 704–716.

    Article  Google Scholar 

  • Edelman, L.B. 2001. Overlapping fields and constructed legalities: The endogeneity of law. In Private equity, corporate governance and the dynamics of capital market regulation, ed. Justin O’Brien. London: World Scientific.

    Google Scholar 

  • Flinders, M. 2012. Defending politics – Why democracy matters in the 21st century. Oxford: Oxford University Press.

    Book  Google Scholar 

  • ———. 2014. Commentary, explaining democratic disaffection: Closing the expectations gap. Governance: An International Journal of Policy, Administration, and Institutions 27 (1): 1–8.

    Google Scholar 

  • Freiberg, A. 2010. The tools of regulation. Leichhardt: Federation Press.

    Google Scholar 

  • ———. 2017. Regulation in Australia. Annandale: Federation Press.

    Google Scholar 

  • Gallie, W.B. 1955. Essentially contested concepts. Proceedings of the Aristotelian Society 56: 167–198.

    Article  Google Scholar 

  • Giddens, A. 1994. Beyond left and right. Cambridge: Polity Press.

    Google Scholar 

  • Giddens, A. 1999. Risk and Responsibility, The Modern Law Review 62: 1–10.

    Google Scholar 

  • Gilardi, F., J. Jordana, and D. Levi-Faur. 2006. Regulation in the age of globalization: The diffusion of regulatory agencies across Europe and Latin America. In Privatization and market development: Global movements in public policy ideas, ed. G.A. Hodge. Cheltenham: Edward Elgar.

    Google Scholar 

  • Grabosky, P.N. 1995. Using non-governmental resources to Foster regulatory compliance. Governance 8: 527.

    Article  Google Scholar 

  • Gunningham, N., and P. Grabosky. 1998. Smart regulation: Designing environmental policy. Oxford: Clarendon Press.

    Google Scholar 

  • Halligan, J. 2009. New public management in the Hybrid State, paper presented at the panel, administrative reforms today: From NPM models to Neo-Weberian bureaucratization?, IPSA’s 21st world congress, Santiago 12–16 July.

    Google Scholar 

  • Hampton, P. 2005. Reducing administrative burdens: Effective inspection and enforcement. Norwich: HM Treasury.

    Google Scholar 

  • Hancher, L., and M. Moran. 1989. Organising regulatory space. In Capitalism, culture and economic regulation, ed. L. Hancher and M. Moran. Oxford: Clarendon Press.

    Google Scholar 

  • Hawkins, K. 1984. Environment and enforcement: Regulation and the social definition of polution. Oxford: Clarendon.

    Book  Google Scholar 

  • Hodge, G.A. 2006. Public–private partnerships and legitimacy. University of New South Wales Law Journal 29 (3): 318–327.

    Google Scholar 

  • ———. 2017. Public policy and administration in an era of regulatory capitalism. In Handbook of global public policy and administration, ed. Thomas R. Klassen, Denita Cepiku, and T.J. Lah, 15–33. Abingdon, Oxon: Routledge.

    Google Scholar 

  • Hughes, O. 1998. Public management and administration: an introduction. 2nd ed, 280. New York: Macmillan.

    Google Scholar 

  • Jenkins-Smith, H.C., D. Nohredt, C.M. Weible, and P.A. Sabatier. 2014. The advocacy coalition framework: Foundations, evolution and ongoing research. In Theories of the policy precess, ed. Paul A. Sabatier and Christopher M. Welble, 3rd ed., 183–224. Boulder: Westview Press.

    Google Scholar 

  • Jordana, J., and D. Levi-Faur. 2004. The politics of regulation in the age of governance. In The politics of regulation: Institutions and regulatory reforms for the age of governance, ed. J. Jordana and D. Levi-Faur. Cheltenham: Edward Elgar.

    Google Scholar 

  • Kells, S., and G.A. Hodge. 2010. Redefining the performance auditing space. Asia Pacific Journal of Public Administration 32 (1): 63–88.

    Article  Google Scholar 

  • Klijn, E. 2008. Governance and governance networks in Europe: An assessment of ten years of research on the theme. Public Management Review 10 (4): 505–525.

    Article  Google Scholar 

  • Levi-Faur, D. 2010. Regulation and regulatory governance, Jerusalem papers in regulation & governance, working paper no 1, Feb 2010.

    Google Scholar 

  • Lynn, L.E. 2005. Public management: a concise history of the field. In The Oxford handbook of public management, ed. Ewan Ferlie, Laurence E. Lynn Jr., and Christopher Pollitt, 27–50. Oxford/New York: Oxford University Press.

    Google Scholar 

  • Majone, G. 1999. Regulation in comparative perspective. Journal of Comparative Policy Analysis: Research and Practice 1: 309.

    Google Scholar 

  • Martin, P. 2014. Business’s own red tape costing more than government regulations, report says, the age, 29 Oct, Melbourne.

    Google Scholar 

  • Minogue, M., and L. Carino. 2006. Introduction: Regulatory governance in developing countries. In Regulatory governance in developing countries, 3–16. Cheltenham: Edward Elgar.

    Chapter  Google Scholar 

  • Morgan, B., and K. Yeung. 2007. An introduction to law and regulation: Text and materials. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Mulgan, R. 2000. Perspectives on the public interest. Canberra Bulletin of Public Administration 95 (6): 5–12.

    Google Scholar 

  • Mullin, C. 2012. Review: defending politics – Why democracy matters in the 21st century by Matthew Flinders, 16 May, at http://www.newstatesman.com/culture/culture/2012/05/review-defending-politics-why-democracy-matters-21st-century-matthew-flinder. Accessed 29 Feb 2015.

  • Osborne, S.P. 2010. In The new public governance? Emerging perspectives on the theory and practice of public governance, ed. Stephen P. Osborne. Abingdon: Routledge.

    Chapter  Google Scholar 

  • Osborne, D., and T. Gaebler. 1992. Reinventing government: How the entrepreneurial sprit is transforming the public sector. New York: Addison-Wesley Publishing Company Inc.

    Google Scholar 

  • Parker, C. 2000. Reinventing regulation within the corporation: Compliance-oriented regulatory innovation. Administration & Society 32 (5): 529–565.

    Article  Google Scholar 

  • Parker, C., and V. L. Nielsen. 2011. Introduction, Explaining compliance: business responses to regulation, ed. Christien Parker and Vikeke Lehmann Nielsen, 1–33.

    Google Scholar 

  • Parsons, W. 1995. Public policy: An introduction to the theory and practice of policy analysis. Cheltenham: Edward Elgar.

    Google Scholar 

  • Pollitt, C. 1993. Managerialism and the public services. 2nd ed. Oxford: Blackwell publishers.

    Google Scholar 

  • Savas, E.S. 1987. Privatisation: The key to better government. New Jersey, U.S. Vol. 290.

    Google Scholar 

  • Scott, C. 2001. Analysing regulatory space: Fragmented resources and institutional design. Public Law: 329–353.

    Google Scholar 

  • ———. 2008. Regulating everything, UCD Geary Institute discussion paper series, Geary Institute.

    Google Scholar 

  • Thaler, R., and C. Sunstein. 2008. Nudge: Improving decisions about health, wealth, and happiness brought. London: Penguin.

    Google Scholar 

  • Todd, M. 2015. The author of risk society: Ulrich Beck, 1944–2015, 7 Jan. Available at: www.socialsciencespace.com/2015/01/the-author-of-risk-society-ulrich-beck-1944-2015/.

  • Van de Walle, S. 2009. International comparisons of public sector performance: How to move ahead? Public Management Review 11: 39.

    Article  Google Scholar 

  • Vogel, S.K. 1996. Freer markets, more rules: Regulatory reform in advanced industrial countries. Ithaca: Cornell University Press.

    Google Scholar 

  • Waldron, J. 1994. Vagueness in law and language: Some philosophical issues. California Law Review 82: 509–540.

    Article  Google Scholar 

  • Willems, T., W. Van Dooren, and M. van den Hurk. 2017. PPP policy, depoliticisation and anti-politics. Partecipazione e Conflitto. The Open Journal of Sociopolitical Studies: 448–471. http://siba-ese.unisalento.it/index.php/paco.

  • Windholz, E. 2018. Governing through regulation: Public policy, regulation and the law. New York: Routledge.

    Google Scholar 

  • Windholz, E., and G.A. Hodge. 2012. Conceptualising social and economic regulation: Implications for modern regulators and regulatory activity. Monash University Law Review 38 (2): 212–237.

    Google Scholar 

  • Yeates, C. 2015. Payday lender slapped with record fine of $19m, Sydney Morning Herald, 19 Feb.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Graeme Hodge .

Editor information

Editors and Affiliations

Section Editor information

Rights and permissions

Reprints and permissions

Copyright information

© 2021 The Author(s), under exclusive license to Springer Nature Switzerland AG

About this entry

Check for updates. Verify currency and authenticity via CrossMark

Cite this entry

Hodge, G. (2021). What Should Every Public Servant Know About Regulation?. In: Sullivan, H., Dickinson, H., Henderson, H. (eds) The Palgrave Handbook of the Public Servant. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-29980-4_1

Download citation

Publish with us

Policies and ethics