Skip to main content

The Conceptualization of Legal Capacity of Older Persons in Western Law

  • Chapter
  • First Online:
Beyond Elder Law

Abstract

In Western jurisprudence, the concept of capacity is a legal presumption. It rests upon the assumption that each of us, at adulthood, is best able to decide what is in our best interest, and that we ought to be left alone to pursue our own choices (Sabatino and Basinger 2000). Incapacity is a term that defines when a state may take actions to shatter this presumption and limit the individual’s right to make decisions about his or her person or property based on disability. Guardianship or conservatorship is the process in which this determination is normally made. Conceptually, incapacity may be seen as a legal fiction. This means that it is a construct treated as a fact, whether or not it is really so, because it is recognized as having utility. Here, we are referring to legal incapacity, and not clinical or de facto incapacity.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Traditionally, in the U.S., the word “incompetency” was used for legal determinations and the word “incapacity” for clinical determinations—which in turn could be primary evidence for any legal determinations. However, recently most state laws in the U.S. have discarded the term “incompetency” in favor of “incapacity” it avoids the “all or nothing” connotation of “incompetency” as well as other historical baggage of the term.

  2. 2.

    Only three states still include age in their definition of disabling condition as of 2010: Ala. Stat. Sect. 26-2A-20(8) (West 2009); Miss. Code Ann Sect. 93-13-251 (West 2009); S.C. Code Sect. 62-5-101 (2009). [CHARLIE—I checked these three statutes and this is still correct.]

  3. 3.

    See, e.g., Idaho Code Sect. 15-5-101(a)(1) (1999); Minn. Stat. Ann. Sect. 525.54, subd. 2 (West 1998); N.H. Rev. Stat. Ann. Sect. 464-A:2(XI) (1999).

References

  • ABA/APA (2005) Assessment of older adults with diminished capacity: a handbook for lawyers. American Bar Association Commission on Law and Aging & American Psychological Association. http://www.apa.org/pi/aging/resources/guides/diminished-capacity.pdf

  • ABA/APA (2006) Judicial determination of capacity of older adults in guardianship proceedings: a handbook for judges. American Bar Association Commission on Law and Aging, American Psychological Association, with the National College of Probate Judges. http://new.abanet.org/aging/PublicDocuments/judg_bk_web.pdf

  • ABA/APA (2008) Assessment of older adults with diminished capacity: a handbook for psychologists. American Bar Association Commission on Law and Aging & American Psychological Association. http://www.apa.org/pi/aging/programs/assessment/capacity-psychologist-handbook.pdf

  • Alexander G, Lewin T (1972) The aged and the need for surrogate management. Syracuse University, Syracuse

    Google Scholar 

  • American Bar Association Center for Professional Responsibility (2002) Model Rules of Professional Conduct. http://www.abanet.org/cpr/mrpc/mrpc_toc.html

  • American Jurisprudence 2d (2011A) Vol. 17A, Contracts

    Google Scholar 

  • American Jurisprudence 2d (2011B) Vol. 23, Deeds

    Google Scholar 

  • American Jurisprudence 2d (2011C) Vol. 79, Wills

    Google Scholar 

  • American Law Institute, Restatement of Property, Third, Wills and Other Donative Transfers (1999−2003)

    Google Scholar 

  • Anderer S (1990) Determining competency in guardianship proceedings. American Bar Association, Washington

    Google Scholar 

  • Associated Press (1987) Guardians of the elderly: an ailing system. Associated Press, San Francisco

    Google Scholar 

  • Bayles F, McCartney S (1987) Guardian of the elderly: an ailing system. Associated Press, San Francisco

    Google Scholar 

  • Boyer E (1999) Representing the client with marginal capacity: challenges for the elder law attorney – a resource guide. NAELA Q 12(2):3–10

    Google Scholar 

  • Carney T (2012) Guardianship, citizenship, & theorizing substitute decisionmaking law. doi:10.1007/978-3-642-25972-2_1

    Google Scholar 

  • Doron I (1999) From lunacy to incapacity and beyond – guardianship of the elderly and the ontario experience in defining ‘legal incompetence’. Health Law Can 19(4):95–114

    Google Scholar 

  • Doron I (2002) Elder guardianship kaleidoscope – a comparative perspective. Int J Law Pol Fam 16:368–398

    Article  Google Scholar 

  • Frolik L (2002) Promoting judicial acceptance and use of limited guardianship. Wingspan – The Second National Guardianship Conference. Stetson Law Rev XXXI(3):735–755

    Google Scholar 

  • Frolik L, Radford M (2006) “Sufficient” capacity: the contrasting capacity requirements for different documents. NAELA J 3:303–323

    Google Scholar 

  • Fuller LL (1967) Legal fictions. Stanford University Press, Palo Alto

    Google Scholar 

  • Kanter A (2009) The United Nations Convention on the rights of persons with disabilities and its implications for the rights of elderly people under international law. Georgia State Univ Law Rev 25:527–568

    Google Scholar 

  • Kapp M (2003) Should home screening tests for Alzheimer’s disease be regulated? Gerontologist 43(3):292–294

    Article  Google Scholar 

  • Karel M, Powell J, Cantor M (2004) Using a values discussion guide to facilitate communication in advance care planning. Patient Educ Counsel 55:22–31

    Article  Google Scholar 

  • Lawson A (2007) The United Nations Convention on the rights of persons with disabilities: new era or false dawn? Syracuse J Int Law Comm 34:563–620

    Google Scholar 

  • Margulies P (1994) Access, connection, and voice: a contextual approach to representing senior citizens of questionable capacity. Fordham Univ Law Rev 62(5):1073–1099

    Google Scholar 

  • Marson DC, Hebert T (2008) Financial capacity. In: Cutler BL (ed) Encyclopedia of psychology and the law, vol 1. Sage, London, pp 313–316

    Google Scholar 

  • President’s Commission for the Study of Ethical Problems in Medicine and Biomedical and Behavioral Research (1982) Making health care decisions: the ethical and legal implications of informed consent in the patient-practitioner relationship, vol 1, p 57

    Google Scholar 

  • Reed E (1997) Criminal law and the capacity of mentally retarded persons to consent to sexual activity. Virginia Law Rev 83:799–827

    Article  Google Scholar 

  • Regan J (1972) Protective services for the elderly: civil commitment, guardianship, and alternatives. William Mary Law Rev 13:569–622

    Google Scholar 

  • Sabatino CP, Basinger SL (2000) Competency: reforming our legal fictions. J Mental Health Aging 6(2):116–144

    Google Scholar 

  • Sabatino CP (1996) Competency: refining our legal fictions. In: Smyer M, Schaie KW, Kapp MB (eds) Older adults‘ decision-making and the law, Springer, New York, p 25

    Google Scholar 

  • Salzman L (2010) Rethinking guardianship (again): substituted decision making as a violation of the integration mandate of Title II of the Americans with Disabilities Act. Univ Col Law Rev 81:157–238

    Google Scholar 

  • Schwartz A, Holburn S, Jacobson J (2000) Defining person-centeredness: results of two consensus methods. Educ Train Ment Retard Dev Disabil 35(3):235–249

    Google Scholar 

  • Smull M (2010) Helping people move to a better life: using person centered thinking skills. Slide set developed by Smull, Support Development Associates

    Google Scholar 

  • Uniform Law Commission (1993) Uniform Health Care Decisions Act. http://www.law.upenn.edu/bll/ulc/fnact99/1990s/uhcda93.pdf

  • Uniform Law Commission (1997) Uniform Guardianship and Protective Proceedings Act. http://www.law.upenn.edu/bll/ulc/fnact99/1990s/ugppa97.htm

  • United Nations Convention on the Rights of Persons with Disabilities (2006) http://www.un.org/disabilities/documents/convention/convoptprot-e.pdf

  • Utah Code Ann. §75-2a-103 and -105 (West 2011)

    Google Scholar 

  • Wood E (2005) History of guardianship. In: Quinn M (ed) Guardianship of adults: achieving justice, autonomy, and safety, Maryland Institute for Continuing Professional Education of Lawyers, Rockville MD, Springer Series on Ethics, Law, and Aging, pp 17–48

    Google Scholar 

  • Wood E (2010) Capacity and incapacity issues in adult guardianship. In: Pope-Onwukwe K (ed) Practical approaches to adult guardianship. Maryland Institute of Continuing Professional Education of Lawyers, Maryland, pp 1–13

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Charles P. Sabatino .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2012 Springer-Verlag Berlin Heidelberg

About this chapter

Cite this chapter

Sabatino, C.P., Wood, E. (2012). The Conceptualization of Legal Capacity of Older Persons in Western Law. In: Doron, I., Soden, A. (eds) Beyond Elder Law. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-25972-2_3

Download citation

Publish with us

Policies and ethics